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k) ih.. Tfll1\ko dil'cdl;' ur indirooU)' NJll\rolli or liS din.'dly
or indin~;tlr ("ontrol1~d hy or i$ ullUi~r <tired or indlred comm.m
("ontrol with the t'ompa:iy or nil IJndf>rwr!t(lr for the COmplHl)';
(d) tho Tru8h'!J ot any Qf i\lJ dire.1k,n in {!ttx::.uti~~ otf'iOOr~
i8 fi t!ir''i.'lor, ()!1k:~.. parlour, ~.mplo())'",t", Spl",Jinko or ft'pre~f!lltli'
tiH' of the CO!l'IHmy or of fin underwritt1f (otlJef than flUeh 'i'rulI.
tet' it;;di) for thi1 COWP3UY who iit currently ,>ngngc"l in nil" bu~i-
il\:l\!i or Ulil.lerwriting, ('lt~pt thu1 (i) on>:) it:tlividual ItH\)' lK' It
dire-doT awi/or an (>x~~uthe "Jffk~r of thE, TrUJ\t~{! and ~hHf. a
din.'dor anti/of 61l eXe(r<lti'le (Jak~r of the Compn.ny, but tn&y
not he III Ow "Rme tiWiJ !\li Cit>.cutive oftk...!r (i! oiJth the Tru!!t~
and or the Cvmpan)", aud (ii) if !wd IW IOllg M Hi!' IlU!lIl>(;f of
tlin'i'i')(~ of tho Tru1\lec if! oft)co i~ .more than !line, {HW additlullal
individul\l filA)' hi' il ,lir('iJtor And/or tHl Clt'CutiVf' onk.~r of the
TrUi:te<> t\nd A Ilirr-dol' of UIP COml'fHlY, nwl Wi) the 'I'm:;t€'-:'
may ht' dh!iKllat.,~i hy the Company or hy 8ny i1IHh'rwrit(1!' for
the Clj:nl~~ny to act in thl! t'.apf\city of tru.nder hKI'nt, ft'KiRtrar,
oU8wdiau, l'aying fiRMl!, fl~"'HI AKt'nl, f'l~NOW i\~<!lIt ur dqHJ~it.!)ry,
or in allY ollwl' uirnil.ar C~ipll('.ity, or, imhject It) t.he pNl\'i,i{ln~ of
SlJbdivl.tl(il'4 ((J) of tLi!\ ~ .H.O" to 3d il~ ttu:-!k..., ...dwtili.'f' lI!1d(~r
an int!,)ntUYI3 (It' oUH'rwi~{!;
(t') Hi'fr fir mni., of tlw votirl!{ l<t'<'uriti(,l! of thr- Ti"ll'lt.i'fJ i",
l>i'l:efkially owllt....l (,itlwr by tb' Cnmpauy or by till)' din.'dor, pi.irt-
nnr or ex("(;\\tive I)fl)('~r of tho Cmnpany, or :!()'/~ Of rnOfi} of ~ul:.h
V{.tlllg' I'.{'(;uriti(;!l iR b'i:'ud!dll.liy owned, o1!i('dive!y, hy HlIY two or
morH of fiuch !"'OW1HJ; or Ifl% df more of Hill votinj{ ~llritir-ri of
th" Tnil;itee i~ hnJPt1dally fi'lVnNt fith"f by ail nn;h'fwritf1f tor th
CtHlipany or by nny dinx<tof, psrtlWT or eX('\:!ltiv(' offic;>r of nny
l1ueh undHwrikr, or jp. t~!'idkjally ifwnNJ, colie.cti.vdy. hy UlI)' (WO
or more Budl perl>OfJ8;
J f} 'fi. l' . i 1" i .. . I I
\. ut' rUt\t;:~ HI ttHl !~)neJWilil owner ot, or 11Oh.~ IUS ('!) ,
IlltNi11 ~i.'(urily (or in! obhi{atioa which i$ it! d;jfault S~ he! .'lllaftf'f
in thi~ j H,G" d.. 1111 (<<1; (i) r;% or n:wrt< (If tb) voting M~uribc~,
or 1O~;{ or mortJ of 611V 'ithr'f dalE: of iW~Hrit\'. of Hit' Comuallv,
. ! ,. . -4 . ':" . . .,'. . . . . ~
JH)t lli(,Il}fIHl~ HOr:t\A ljlfHiPd m)f_h~r Hil". Irhl<'iiturl' find !'(.~'!lfltli'l(
j"iiui'<{l 1111d~r any otlwr iruhmtufs of the ('omp?uy nntlf-r whidl
the TnJRtN' i1\ ;;h~ trliktc(', :), Oi) 10% Of wr!fe of fill)' dh;i~ of
MH'ludty of an UndO(vH-itef fur Ih,! CtiIlll'liUY;
(!7) Hw Tru!>.ld' lit the l;(;u(;ikie.l OWIIH "t, or hnldEi ~u, ('ol!f,\erill
f'A:f'urit)' fo;: an obligation whieh is in d(lf(\nlt tl.li h~'rdnMft(>f' in thig