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(B) A ~pedfit!(! i~<<'{'ntlig~) of clu~ \,If tif~uriti@a of !\ ~aQn
mt>&lliJ !'Iuch l}('r~ntA~~ or ~h~ a.~reglitt1 amount of !{"(;ilritlell (If
tht> c!;l.U ;)u~taDd]ng.
(O) Th,) t.el'Tt"i "amoufft ", when u8t'\l in regard to g..;:curitie!l,
mNtni\ th\1 prin(,ipai amount if retAtirif{ to ('vidMH"'.(!~ of indt'bted.
nu!<, th<) !lumlA'f of Rhll.f{'>!l if rclltting to mpilal ~hIHN~, &nd th.'
ll\iHiht'T of units it relnting to any othH kind nf iii'Curiiy.
in) The t{n,n "owtj/andiftJj" fnt>Ul!! l!i,!lueJ <llld not hl31d hy
/Jr tor tun IU't'iHwt o! Hi(> iMBer. Th~ folluwing 6t'curiticiJ auali
not 00 JE.'t'f!il:'ti ou!et~uding within tho meaning of thip. lidlnltioll:
(I) et'CUriti!.'8 of iln i;>,~nH iwld in 8 l!inkinR fund rdtlt-
inK to "~llritj(!" of tho i~~lHJ.r €!! tilt! Milne elM.;
(2) Iw.curitie~ of an '''lIuer h(>ld in A ~ini:inl( fund r{'ll\t.
ing- to ..nother daff~ of lol(<y,uritit'!J or tht: l!imn, it the obliKrt-
Hon f<-vhl",nci'f! by auti! oth~r elMs of s~uriti('i\ i8 not in
di:f1\ult u tn principal Of ini(ltl'l\t Or ut1fofwIM;
(:n !'\~~!.JrHiNI pledg~d by the i~~u('r th€irciJl M ~('curil)'
fM fin Ot.ji~1ition of Uw 1~:Hwr lint in II(~fnnlt M t(, prlndjli\l
{jf inllJrfod or OHHHWi!W; ami
" (4) .'lcturiti,'!'I Ilt'ld in i:l'>erOW if placi'il in {'!'.{'tiH\" lq thi'
i!<81it'f thl}reo!;
providt\(l, hDW{ivt>r, tha~ AllY voting Ji{'~';Hjtl\:~ of an iJJ!'ti'H' ilhliil
b~ det.lilHHJ ouuifin\ling if hllY pMB':Hl uthf>f tban. tho i".!;u0r Ii!
entitkd to !?:H'fei~tl the lilting righl~ thNtYof,
.f r;j A il~Uri~y "ll.'l~! fA' J(:~l.ned to ~ of the M.me cia!;.!; ZI,'!
IWc')HIH $l>eunty If both "N'UtlllN~ (''-,n[t,\f UPOH the holdu Qr
i:i)Utr5 tiwrtiof auh~tt\i1ti~i.l/ t.he ~'\m(l tip.tta and privilegt$;
pr~)yi,j('d, hOWt'VN, that, in t!w CH\!) !.If ~ecur.:d cyid;')uc~~ of in.
t!eb!{;-tlner:..~, ~ll of which IHi> i~!Hi;)il under a r;iilglQ ind"lllUH\
diffi'f'l'LN?K in the intore8l rl\tea or mnturH~' dntta or >'Briun!!
~;:ri~s H1N':nf !>h.toll not h, dN'mr4J llnffi,::,i~nt to cOlletltute 8nd\
Ri'rii"1I dirre!'~nt dM~>M: tUHi prn<vldec,i furt:H,; that in th~ {:Jl"n
f . . > , . , ..' I" t I. J"N .'.t'
(1 tn~~~~(-ur(:.a tYV!.:JcJH~.cil Hi Inh~>U (}~.t:H3~#J ' lri\)fOrH}\"!A HI ttie Intt.~r..
c"t rlat{;~ or mnturit)' d~ti,?:~ ther-ed ~h~H not hii d~"Hled ,Htfiki~nt
to t,u~l!~tituw Hwtil ~uritiNJ of dift\u"iit clkSlt'a. vthGther I)f rwt
thn~' art' j'HlH'>t\ ilIl!!,'r a io\lnKlf' inthmhj({'. -