HomeMy WebLinkAbout01-258 u~'.,~= HOLMAN, uLERK Ur IHE ozRuU![
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File Number: -mo ~-.n ~ ~,, ~,~ ~,
Rec0rded:lO/26/01 09:4~
No. Ol-a$i
BOND RESOLUTION
A RESOLUTION OF ST. LUC[E COUNTY, 1~
AUTHORIZING, INTER ALIA, THE ISSUANCE OF
EXCEED $8,650,000 IN AGGREGATE PRINCIPAL .~
OF ST. LUCIE COUNTY, FLORIDA REVENUE
(SAGE LIVING CENTER OF FORT PIERCE II, LLC
FOREST PARK RETIREMENT COMMUNITY P~
SERIES 2001, PROVDING AN EFFECTIVE DATE
WHEREAS, St. Lucie County, Florida (the "Issuer") is
the State of Florida; and
WHEREAS, the Issuer is authorized and empowered u
provisions of Part II of Chapter 159 of the Florida Statutes, as amended
special revenue bonds (the "Bonds") to (i) finance the costs of c,
furnishing, and equipping of a "health care facility," which includes fac
and care of or for aged persons, (ii) fund financing charges, in
construction and for a reasonable period after completion of construc'
costs necessary to place the facilities in operation, and (iv) pay cern
issuance of such Bonds; and
WHEREAS, in accordance with the applicable provisior
proposes to enter into a Loan Agreement (the "Agreement"), to be date
(or such later date as may be approved by the Issuer), with the Borro
which the Issuer agrees to issue the Bonds to finance, in whole or in pa
constructing and installing a certain project referred to in the Agreen
"health care facility" as defined in the Act (the "Project"), and the Borrc
Issuer specified payments which will be fully sufficient to pay the
premium, if any, and the interest on, the Bonds hereinafter authorized
and to pay certain administrative expenses in connection with said Bond
WHEREAS, it is also proposed that the Issuer should
"Paying Agent" and "Bond Registrar" in accordance with the request
under the Indenture; and
WHEREAS, it is also proposed that the Issuer should
actions, make all such elections, authorize the filing of such certificates,
.,uu~ - SAINTb.~uz~ COUNTY
~GE 2274
LORIDA
NOT TO
MOUNT
BONDS
-LAKE
~OJ~CT)
political subdivision of
der and pursuant to the
(the "Act"), to issue its
)nstmction, acquisition,
[lities for the housing of
:luding interest during
:ion, and (iii) pay other
lin costs relating to the
s of the Act, the Issuer,
d as of October I, 2001
wer, under the terms of
rt, the cost of acquiring,
.ent which constitutes a
wer agrees to pay to the
,rincipal of, redemption
ts the same become due
and
designate a "Trustee,"
f the Borrower to serve
take all such additional
~pplications, reports and
notices, and authorize such other actions and proceedings as shall be ~ecessary in connection
with the issuance of the Bonds; and /
/
WHEREAS, there have been presented to the Issuer at thi~meeting the following
proposed forms of documents and the proposed form of the Bonds as set Iforth in the Indenture:
Exhibit "A" - Form of Loan Agreement, to be dated as of October 1, 2001;
Exhibit "B" - Form of Indenture of Trust, to be dated as fOctober 1, 2001;
Exhibit "C" Form of Bond Purchase Agreement to b~ dated as of the date of
execution thereof;
Exhibit "D" Form of Tax Regulatory Agreement to be dated the date of
issuance of the Bonds; and
Exhibit "E" Form o f Preliminary Official Statement; an cl
WHEREAS, it appears that each of the documents hereim Lbove referred to, which
documents are now before the Issuer, is in appropriate form and is an al~propriate document for
the purposes intended;
NOW, THEREFORE, BE IT RESOLVED, as follows:
Section 1. Authority for Bond Resolution. This Bom Resolution is adopted
pursuant to the provisions of the Act.
Section 2. Findings. It is hereby ascertained, determined and declared that:
(a) the financing of the acquisition, construction and inst ~llation of the Project is
a lawful and valid public purpose in that it will further the public purpose intended to be
served by the Act;
(b) the Borrower has represented that the payments to b, ~ received by the Issuer
under the Agreement will be fully sufficient to pay the principal c f, redemption premium,
if any, and the interest on the Bonds as the same become
administrative expenses in connection with the Bonds; and
(c) the Bonds will constitute only special limited obli
will be payable solely f~om the amounts payable by the Borrow,
and the amounts specifically pledged therefor under the Indentur,
a debt or a general obligation or a pledge of the faith and credit c
St. Lucie County, Florida, and will not directly, indirectly, or cc
State or said County to levy or to pledge any form of taxation or
for the payment thereof.
Section 3. Authorization of Financing of Acquisiti
Installation of Proiect. The financing of the acquisition, construction
Project as contemplated in the Agreement and the Indenture is hereby aut
2
[ue and to pay certain
ttions of the Issuer and
,~r under the Agreement
and will not constitute
f the State of Florida or
ntingently obligate said
)ther revenues whatever
,n, Construction and
and installation of the
horized.
OR BOOK 1448 PAGE 22?6
Section 4. Authorization of Bonds. For the purpose of[
or in part, of acquiring, ~ ~m~ ~ing the Project, the i,~'
$8,650,000 in aggregate principal amount of special, limited revenue b
as "St. Lucie County, Florida Revenue Bonds (Sage Living Center of F
Forest Park Retirement Community Project) Series 2001," is hereby aul
be dated the date of issuance thereof, mature in the years not exceedi~
thereof, bear interest at rates not exceeding 10% per annum, be subje
maturity, be issued in such series, and be payable as set forth in .t
Indenture. The final terms of the Bonds, as set forth in the Indentun
approval of the Chairman of the Board of County Commissioners of ti
shall be conclusively evidenced by his execution of the Indenture. The
registered bonds without coupons in various denominations with such
and transfer of registration and shall be in the form and executed and au
provided in the Indenture. The term "Bonds" as used herein shall be dee
the Bonds as initially issued and delivered and Bonds issued in exchan~
for Bonds previously issued.
Any Bonds hereafter issued in exchange or for transfi
~aying the costs, in -whole
~.suance of not to exceed
)nds of the Issuer known
)rt Pierce II, LLC - Lake
horized. The Bonds shall
g 30 years from the date
:t to redemption prior to
a-ticles II and Ill of the
~, shall be subject to the
.e Issuer, which approval
Bonds shall be issued as
rights of exchangeability
Ihenticated in the manner
med to mean and include
e therefor or in exchange
~r of registration for the
Bonds initially issued and delivered pursuant to the Indenture shall b~ executed in accordance
with the provisions of the Indenture and such execution by the Chairmah of the Board of County
Commissioners and Clerk of the Circuit Court, ex officio Clerk ~f the Board of County
Commissioners of the Issuer, whether present or future, is hereby autholized.
Section 5. Authorization of Agreement. The execution, delivery and performance
of the Agreement by and between the Issuer and the Borrower are hereby authorized. The
Agreement shall be in substantially the form attached hereto as Exhi
minor changes, insertions or omissions as may be approved by the C
County Commissioners of the Issuer and the execution of the Agreemer
Board of County Commissioners and Clerk of the Circuit Court, ex offi,
County Commissioners of the Issuer as hereby authorized shall be co~
such approval.
Section 6. Authorization of Indenture. In order to se~
principal of, and the redemption premium (if any) and the interes
authorized, and in order to secure the performance and observance o:
conditions in the Bonds, the execution, delivery and performance c
between the Issuer and the Trustee are hereby authorized. The Indentttr~
the form attached hereto as Exhibit "B," subject to such minor changes
as may be approved by the Chairman of the Board of County Commis
the execution of the Indenture by the Chairman of the Board of Cot
Clerk of the Circuit Court, ex officio Clerk of the Board of County Corr
as hereby authorized shall be conclusive evidence of any such approval.
Section 7. Authorization of Bond Purchase Agreement.
and performance of the Bond Purchase Agreement providing for the
between and among the Issuer, the Borrower and Morgan Keegar
3
bit "A," subject to such
.aairman of the Board of
t by the Chairman of the
:io Clerk of the Board of
mlusive evidence of any
:ure the payment of the
on, the Bonds herein
all the agreements and
the Indenture by and
shall be in substantially
insertions or omissions
'.ioners of the Issuer and
nty Commissioners and
missioners of the Issuer,
The execution, delivery
sale of the Bonds, by,
& Company, Inc., as
OR BOOK 1448 PAGE ~277
Underwriter, a copy of which has been presented to the Issuer at this me
the members of its Board of County Commissioners and which is on fiR
Clerk of the Circuit Court, ex officio Clerk of the Board of County Corm
are hereby authorized. The Bond Purchase Agreement shall be in substat
hereto as Exhibit "C," subject to such minor changes, insertions or
approved by the Chairman of the Board of County Commissioners
execution of the Bond Purchase Agreement by the Chairman of
Commissioners of the Issuer, as hereby authorized shall be conclusiv,
approval.
Section 8. Authorization of Tax Regulatory_ Agreement.
and performance of the Tax Regulatory Agreement between the Issuer a]
of which has been presented to the Issuer at this meeting and considere
Board of County Commissioners and which is on file and of record with
Court, ex officio Clerk of the Board of County Commissioners of
sting and considered by
~ and of record with the
nissioners of the Issuer,
Ltially the form attached
omissions as may be
of the Issuer and the
the Board of County
evidence of any such
l'he execution, delivery
~d the Borrower, a copy
by the members of its
he Clerk of the Circuit
the Issuer, are hereby
authorized. The Tax Regulatory Agreement shall be in substantially the form attached hereto as
Exhibit "D," subject to such minor changes, insertions or omissions as.~nay be approved by the
Chinaman of the Board of County Commissioners of the Issuer and the execution of the Tax
Regulatory Agreement by the Chairman of the Board of County Commissioners of the Issuer as
hereby authorized shall be conclusive evidence of any such approval. /
/
Section 9. Approval of Preliminary Official Statement. rhe use and distribution
of the Preliminary Official Statement with respect to the Bonds are hereby approved, said
Preliminary Official Statement to be in substantially the form attached h,
use and distribution of the Official Statement to be dated on or about th
Bonds, substantially in the form of the Preliminary Official Statemen
final terms of the Bonds, are hereby approved. The Issuer has not con
responsibility for, the accuracy, sufficiency, or fairness of any sta~
Statement or any supplement thereto, other than statements and inforrr
the Issuer under "THE ISSUER." and "LITIGATION - The Issuer."
Section 10. Designation of Trustee, Paying Agent and B
Bank, an Alabama banking corporation, is hereby designated Trustl
Paying Agent and Bond Registrar for the Bonds.
Section 11. Execution of Bonds. The Bonds shall be
provided in the Indenture and the same shall be delivered to the Trustee
and delivery to the purchaser or purchasers thereof with instructions to
the Indenture. Anything herein or in the Indenture to the contrary n
Chairman of the Board of County Commissioners of the Issuer is herel
the Bonds in the event of the absence or incapacity of the Chairman
Commissioners of the Issuer, and any Deputy Clerk of the Circuit Corn
Board of County Commissioners of the Issuer, is hereby authorized t(
absence or incapacity of the Clerk of the Circuit Court, ex officio Clerk
Commissioners of the Issuer.
4
,~reto as Exhibit "E" The
~ date of issuance of the
I, except containing the
firmed, and assumes no
:ements. in the Official
ation therein relating to
ond Registrar. Regions
~e under the Indenture,
executed in the manner
For proper authentication
hat effect as provided in
:withstanding, the Vice
y authorized to execute
of the Board of County
t, ex officio Clerk of the
~ attest the Bonds in the
of the Board of County
Section 12. Information Reporting Pursuant to Section
officer of the Issuer is hereby authorized to sign and file or cause to be
Form 8038, "Information Return for Private Activity Bond Issues," as ret
of the Code.
Section 13. Non-Arbitrage Certification. Any officer
authorized to execute a non-arbitrage certification in order to comply
Code, and the applicable Income Tax Regulations thereunder.
Section 14. No Personal Liability. No stipulation, obliga
contained or contained in the Agreement, the Indenture or the Bond Purcl
deemed to be a stipulation, obligation or agreement of any officer, direct,
the Issuer in his in~vidual capacity, and no such officer, director, age:
personally liable on the Bonds or be subject to personal liability or acc
the issuance thereof.
Section 15. General Authority. From and after the execr
documents hereinabove authorized, the proper officers, directors, agenl
Issuer are hereby authorized, empowered and directed to do all such
execute all such documents as may be necessary to carry out and compl
said documents as executed and are further authorized to take any ant
execute and deliver any and all other documents and certificates as may t
in connection with the issuance of the Bonds and the execution and deli~
Agreement and the Bond Purchase Agreement and to document complim
The Chairman of the Board of County Commissioners ~
Court, ex officio Clerk of the Board of County Commissioners of
authorized and directed to prepare and furnish to the purchaser or purc
are issued, certified copies of all the proceedings and records of the Issu
and such other affidavits and certificates as may be required to show
legality and marketability of the Bonds as such facts appear from the
officers' custody and control or as otherwise known to them; and
certificates and affidavits, including any heretofore furnished, shall con:
the Issuer as to the accuracy of the documents and the Issuer's represent~
9(e) of the Code. Any
filed a completed I.R.S.
~red by Section 149(e)
the Issuer is hereby
vith Section 148 of the
ion or agreement herein
~ase Agreement shall be
>r, agent or employee of
at or employee shall be
~nntability by reason of
Iion and delivery of the
s and employees of the
acts and things and to
y with the provisions of
all further actions and
e necessary or desirable
ery of the Indenture, the
tce with the Code.
tnd Clerk of the Circuit
:he Issuer are hereby
hasers, when the Bonds
er relating to the Bonds,
the facts relating to the
,ooks and records in the
.1 such certified copies,
;titute representations of
ions therein.
Section 16. Actions Approved and Confirmed. All acts
of the Issuer which are in conformity with the purposes and intents of tl
in the furtherance of the issuance of the Bonds and the execution, deli~
the Indenture, the Agreement and the Bond Purchase Agreement shall
are, in all respects approved and confirmed.
Section 17. Severability of Invalid Provisions. If a~
agreements or provisions herein contained shall be held contrary to any
or contrary to the policy of express law, though not expressly prohi
policy, or shall for any reason whatsoever be held invalid, then such
provisions shall be null and void and shall be deemed separable from
a .d doings of the officers
tis Bond Resolution and
rery and performance of
~e, and the same hereby
Ly one or more of the
express provision of law
bited, or against public
covenants, agreements or
tl te remaining agreements
OR BOOK i448 P~GE ~,
and provisions and shall in no way affect the validity of any of thc
provisions hereof or of the Bonds authorized hereunder.
Section 18.
conflict with the
superseded
upon
Repealing Clause. All resolutions or parts
herein contained are, to the extent ol
Effective Date. This Bond Resolution shall
t :his;i~3rd day of October, 2001.
ST. LUC~-O~
COMMISSIONER
THE COURT,
ex officio Clerk of the Board of County
Commissioners
other agreements and
fhereof of the Issuer in
such conflict, hereby
take effect immediately
'Y, F~'"~
~COI~TY
APPROVED AS T¢ ~ FORM AND
CORRECTNEss:
6
BO0,~ iz~48 PAGE
OR "
CLERK OF THE CIRCUIT COURT'S CERTIFIC
The undersigned Clerk of the Circuit Court, ex officit
County Commissioners, of St. Lucie County, Florida (the "Issuer"), DC
that the foregoing pages of typewritten matter pertaining to not t{
aggregate principal amount of St. Lucie County, Florida Revenue Bond
Fort Pierce II, LLC - Lake Forest Park Retirement Community Project),
true and correct copy of the Bond Resolution adopted on October 2
Commissioners of the Issuer in a meeting duly called and assembled.
?pu~tic and at which a quorum was present and acting throughout, and
~.~ Bond Rego~u~fion. appears of record in the Mmu e Book of the
undersigned s crm~ody and control.
~TNESS my hand and the official seal of St. Lucie C,
of October~2001. _~
~TE
~ clerk of the Board of
ES HEREBy CER~TIFY
~ exceed $8,650,000 in
s (Sage Living Center of
Series 2001, constitute a
3, 2001, by the County
which was open to the
that the original of said
Issuer which is in the
>unty, Florida, this __
g coURt,
LUCIE COUNTY, 7LORIDA, ex officio
Clerk of the Board. ,f County
Commissioners