HomeMy WebLinkAbout18-042EXECUTION COPY
RESOLUTION NO. 18-042
A RESOLUTION OF THE BOARD OF COUNTY COMMISSIONERS
OF ST. LUCIE COUNTY, FLORIDA AUTHORIZING THE
EXECUTION AND DELIVERY OF THE FORM OF ATTACHED
MASTER LEASE PURCHASE AGREEMENT BETWEEN THE
COUNTY AND TD EQUIPMENT FINANCE, INC.; AUTHORIZING
THE LEASING OF CERTAIN EQUIPMENT AS DESCRIBED
THEREIN; PROVIDING FOR REPEAL OF INCONSISTENT
PROVISIONS; PROVIDING FOR SEVERABILITY; AND PROVIDING
AN EFFECTIVE DATE.
BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF ST.
LUCIE COUNTY, FLORIDA, that:
SECTION 1. AUTHORITY FOR THIS RESOLUTION. This resolution is adopted
pursuant to the provisions of Section 125.01, et seq., Florida Statutes, and other applicable
provisions of law.
SECTION 2. FINDINGS. It is hereby ascertained, determined and declared that:
A. St. Lucie County, Florida (the "County") has obtained a proposal to provide the
County with the necessary financing to provide for leasing from time to time of certain
equipment by the County.
B. It is necessary and desirable to provide for the execution and delivery of a Master
Lease Purchase Agreement (the "Agreement," as more fully defined below) in connection
therewith.
C. In accordance with the provisions of Part III, Chapter 218, Florida Statutes, a
negotiated sale of the County's obligation under the Agreement is in the best interest of the
County because of the flexibility available in structuring the Agreement and its terms.
SECTION 3. APPROVAL OF MASTER LEASE PURCHASE AGREEMENT
AND SCHEDULE. The Master Lease Purchase Agreement (the "Agreement"), including Lease
Schedule No.t attached thereto, in the form attached hereto as Exhibit A, is hereby approved in
substantially such form, with such modifications as may be approved by the Chair or Vice Chair
of the Board of County Commissioners of the County, such approval to be conclusively
determined by his or her execution thereof, and the execution and delivery thereof by the Chair
or Vice Chair of the Board of County Commissioners and the Clerk of the County who are
hereby authorized to execute and deliver such instruments and to take such other actions as shall
be necessary to execute the Agreement, is hereby authorized. The officials referenced above (the
"Authorized Officials"), are each hereby authorized and directed to sign and deliver on behalf of
the County the Agreement and any related exhibits attached thereto if and when required.
SECTION 4. OTHER ACTIONS AUTHORIZED. The officers and employees of the
County shall take all action necessary or reasonably required by the parties to the Agreement to
carry out, give effect to and consummate the transactions contemplated thereby (including the
execution and delivery of such certificates and opinions, as are contemplated in the Agreement)
and to take all action necessary in conformity therewith, including, without limitation, the
execution and delivery of any closing and other documents required to be delivered in
connection with the Agreement.
SECTION 5. NO GENERAL LIABILITY. Nothing contained in this Resolution, the
Agreement, nor any other instrument shall be construed with respect to the County as incurring a
pecuniary liability or charge upon the general credit of the County or against its taxing power,
nor shall the breach of any agreement contained in this Resolution, the Agreement, or any other
instrument or document executed in connection therewith impose any pecuniary liability upon
the County or any charge upon its general credit or against its taxing power, except to the extent
that the Rental Payments payable under the Agreement are limited obligations of the County,
subject to annual appropriation, as provided in the Agreement.
SECTION 6. APPOINTMENT OF AUTHORIZED COUNTY
REPRESENTATIVES. The Chair or Vice -Chair of the Board of County Commissioners and
the Clerk of the Circuit Court, ex officio Clerk of the Board of County Commissioners of the
County are each hereby designated to act as authorized representatives of the County for
purposes of the Agreement until such time as the governing body of the County shall designate
any other or different authorized representative for purposes of the Agreement.
SECTION 7. REIMBURSEMENT OF PRIOR COSTS. The County hereby declares
its intent to reimburse various costs and expenditures relating to the acquisition of certain
property subject to the Agreement. The County reasonably anticipates that it will pay for such
costs and expenditures from general revenues of the County. It is reasonably expected that
reimbursement of such costs and expenditures shall come for the issuance of tax-exempt debt
which is not expected to exceed $3,000,000 in aggregate principal amount. It is currently the
intention of the County to principally secure such tax-exempt debt by means of annual lease
payments as set forth in the Agreement. The expenditures to be reimbursed shall be consistent
with the County's budgetary and financial policy as being the type of expenditures which shall be
paid on a long-term basis. The County agrees to comply with all applicable law in regard to the
public availability of records of official acts (i.e., adoption of this resolution) by public entities
such as the County including making this resolution available to public inspection. It is the
intent of this resolution to meet the requirements of Treasury Regulations Section 1.150-2 and to
be a declaration of official intent under such Section.
SECTION S. REPEAL OF INCONSISTENT PRO'V'ISIONS. All resolutions or parts
thereof in conflict with this Resolution are hereby repealed to the extent of such conflict.
SECTION 9. SEVERABILITY. In the event that any portion or section of this
Resolution is determined to be invalid, illegal or unconstitutional by a court of competent
jurisdiction, such decision shall in no manner affect the remaining portions or sections of this
Resolution, which shall remain in full force and effect.
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SECTION 10. EFFECTIVE DATE. This Resolution shall take effect immediately
upon its final passage and adoption.
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PASSED AND ADOPTED this 20`x' clay of March, 2018.
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EXHIBIT A
FORM OF MASTER LEASE PURCHASE AGREEMENT
A-1
MASTER LEASE PURCHASE AGREEMENT
This Master Lease Purchase Agreement (this "Agreement"), dated as of March _, 2018, is made
and entered into by and between TD EQUIPMENT FINANCE, INC. and its successors and permitted
assigns ("Lessor"), and ST. LUCIE COUNTY, a political subdivision of the State of Florida ("Lessee").
RECITALS
WHEREAS, Lessee desires to lease and acquire from Lessor certain Equipment (as defined
herein), from time to time, subject to the terms and conditions hereof;
WHEREAS, Lessee is authorized under the constitution and laws of the State to enter into this
Agreement for the purposes set forth herein;
NOW, THEREFORE, for good and valuable consideration, receipt of which is hereby
acknowledged, and in consideration of the premises hereinafter contained, the parties hereby agree as
follows:
ARTICLE I LEASE, FUNDING AND ACQUISITION OF EQUIPMENT
Section 1.01 Lease. Lessor hereby agrees to sell, transfer and lease to Lessee, and Lessee
hereby agrees to acquire, purchase and lease from Lessor the property described in each Lease Schedule
(defined herein) executed and delivered by Lessor and Lessee, upon the terms and conditions set forth
herein, together with all attachments, additions, accessions, parts, repairs, improvements, replacements
and substitutions thereto (the "Equipment"). Each Lease (as defined herein) executed and delivered by
Lessor and Lessee pursuant to this Agreement shall constitute a separate and independent lease and
installment purchase of the Equipment described therein. This Agreement is not a commitment by Lessor
to enter into any Lease and nothing in this Agreement shall be construed to impose any obligation upon
Lessor to enter into any proposed Lease. The decision whether Lessor enters into any Lease is within
Lessor's sole discretion. As used herein, (i) "Lease Schedule" means a schedule substantially in the form
attached as Exhibit A to this Agreement, together with all addenda, riders, attachments, certificates and
exhibits thereto, as the same may from time to time be amended, modified or supplemented, and (ii) "Lease"
means a Lease Schedule each together with this Agreement the terms and conditions of which are
incorporated therein.
Section 1.02 Funding. Upon satisfaction (or waiver by Lessor) of the conditions set forth in
Section 1.03, Lessor will pay to Lessee or its designees an amount equal to pay the costs to acquire and
install the Equipment and certain costs related to the execution and delivery of the Lease Schedule as
specified in such Lease Schedule (the "Funding Amount").
Section 1.03 Funding Conditions. The funding of the Funding Amount and the performance by
Lessor of any of its obligations pursuant to any Lease, are subject to the satisfaction the following:
(a) Lessor has received all of the following documents, which shall be reasonably satisfactory,
in form and substance, to Lessor:
(i) the applicable Lease Schedule duly executed by Lessee;
(ii) evidence of insurance coverage or self-insurance as required by the Lease;
(iii) an opinion of Lessee's counsel dated the date of the applicalbe Lease Schedule;
(iv) an opinion of special tax counsel to Lessee dated the date of the applicable Lease
Schedule;
WBD (US) 42245280v2
(v) certified copies of resolution(s) by Lessee's governing body, duly authorizing the
Lease;
(vi) an incumbency certificate dated the date of the applicable Lease Schedule for the
person(s) executing the Lease and any related certifcates, documents and
instruments;
(vii) such documents and certificates as Lessor may request relating to federal tax -
exemption of interest payable under the Lease, including (without limitation) IRS Form
8038-G or 8038 -GC and evidence of the adoption of a reimbursement resolution or
other official action in the event that Lessee is to be reimbursed for expenditures that
it has paid more than 60 days prior to the funding of the Funding Amount;
(viii) an acceptance certificate for the Equipment substantially in the form attached as
Exhibit B to this Agreement (an "Acceptance Certificate");
(ix) waivers of third parties holders of interests in the real property where the Equipment
will be located, as Lessor may deem necessary; and
(x) such other documents reasonably requested by Lessor.
(b) no Event of Default shall have occurred and be continuing under any Lease;
(c) no material adverse change shall have occurred in the financial condition of Lessee;
(d) the Equipment is reasonably satisfactory to Lessor and is free and clear of any Liens
(defined herein) other than the respective rights of Lessor and Lessee as herein provided; and
(e) all representations of Lessee in the Lease remain true, accurate and complete.
Section 1.04 Delivery Installation and Acceptance of Equipment. Lessee shall order the
Equipment, shall cause the Equipment to be delivered and installed at the locations specified under the
applicable Lease Schedule and shall pay all taxes, delivery costs and installation costs, if any, in connection
therewith. The insufficiency of the Funding Amount to pay all costs of the Equipment subject to a Lease
and any other costs related thereto shall not affect Lessee's obligations under this Section 1.04. When an
item of Equipment described in a Lease Schedule is delivered, installed and accepted, Lessee shall
promptly execute and deliver to Lessor an Acceptance Certificate for such item of Equipment.
ARTICLE II TERM; RENTAL PAYMENTS
Section 2.01 Term. The term of each Lease (the "Lease Term") shall commence on the Lease
Date set forth in the applicable Lease Schedule and shall continue until the end of the fiscal year of Lessee
in effect at such Lease Date (the "Original Term"); provided that the Lease Term for each Lease may be
continued, solely at the option of Lessee, at the end of the Original Term or any renewal term of each Lease,
each having a duration of one year and a term coextensive with Lessee's fiscal year or such earlier date
specified in the Lease (each a "Renewal Term"), as specified in the Lease Schedule applicable thereto up
to the maximum Lease Term set forth in such Lease. At the end of the Original Term and at the end of
each Renewal Term until the maximum Lease Term has been completed, Lessee shall be deemed to have
exercised its option to continue each Lease for the next Renewal Term, unless sooner terminated pursuant
to such Lease.
Section 2.02 Rental Payments. Lessee agrees to pay the rent payments ("Rental Payments")
in the amounts and on the dates (each a "Payment Date") as specified in the Payment Schedule attached
to each Lease Schedule. A portion of each Rental Payment is paid as interest as specified in the Payment
Schedule for each Lease. All Rental Payments shall be paid to Lessor, at such places as Lessor may from
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time to time designate by written notice to Lessee. Lessee shall pay the Rental Payments with lawful money
of the United States of America from moneys legally available therefor.
Section 2.03 Current Expense. The obligations of Lessee, including its obligation to pay the
Rental Payments due in any fiscal year shall constitute a current expense of Lessee for such fiscal year
and shall not constitute an indebtedness of Lessee within the meaning of the Constitution and laws of the
State of Florida (the "State"). THE RENTAL PAYMENTS ARE TO BE MADE ONLY FROM LESSEE'S
LEGALLY AVAILABLE REVENUES APPROPRIATED ON AN ANNUAL BASIS, AND NEITHER LESSEE,
THE STATE, NOR ANY POLITICAL SUBDIVISION OR AGENCY THEREOF SHALL BE OBLIGATED TO
PAY ANY SUMS DUE UNDER A LEASE FROM THE COMPELLED LEVY OF AD VALOREM OR OTHER
TAXES EXCEPT FROM THOSE LEGALLY AVAILABLE REVENUES APPROPRIATED BY LESSEE ON
AN ANNUAL BASIS. Nothing herein shall constitute a pledge by Lessee of the full faith and credit or taxing
power of the Lessee. The person or entity in charge of preparing Lessee's budget will include in the budget
request for each fiscal year the Rental Payments to become due during such fiscal year, and will use all
reasonable and lawful means available to secure the appropriation of money for such fiscal year sufficient
to pay all Rental Payments coming due therein. Lessor acknowledges that appropriation for Rental
Payments is a governmental function which Lessee cannot contractually commit itself in advance to
perform. Lessee reasonably believes that moneys in an amount sufficient to make all Rental Payments
can and will lawfully be appropriated and made available to permit Lessee's continued utilization of the
Equipment in the performance of its essential functions during the applicable Lease Terms.
Section 2.04 Unconditional Rental Payments. Subject to Sections 2.03 and 2.05 hereof: (a)
Lessee's obligation to make Rental Payments and any other payments hereunder shall be absolute and
unconditional; (b) Lessee shall make such payments when due and shall not withhold any of such payments
pending final resolution of any disputes; (c) Lessee shall not assert any right of set-off or counterclaim
against its obligation to make such payments; (d) Lessee's obligation to make Rental Payments or other
payments shall not be abated through accident, unforeseen circumstances, failure of the Equipment to
perform as desired, damage or destruction to the Equipment, loss of possession of the Equipment or
obsolescence of the Equipment; and (e) Lessee shall be obligated to continue to make payments required
under this Agreement if title to, or temporary use of, the Equipment or any part thereof shall be taken under
exercise of the power of eminent domain.
Section 2.05 Nonappropriation. If during the then current fiscal year of Lessee, sufficient funds
are not appropriated to make Rental Payments required under a Lease for the following fiscal year (an
"Event of Nonappropriation"), Lessee shall be deemed not to have renewed such Lease for the following
fiscal year, and the Lease shall terminate at the end of the then current fiscal year, and Lessee shall not be
obligated to make Rental Payments under the Lease beyond the then current fiscal year for which funds
have been appropriated. Upon an Event of Nonappropriation, Lessee shall return the Equipment subject
to the Lease to Lessor in accordance with the requirements of Section 10.03. Lessee shall notify Lessor in
writing no later than 30 days following an Event of Nonappropriation, but failure to provide such notice shall
not operate to extend the Lease Term. If Lessee fails to return the applicable Equipment or otherwise
comply with Section 10.03, the termination shall nevertheless be effective, but Lessee shall be responsible
for the payment of an amount equal to the Rental Payments that would thereafter have come due if the
Lease had not been terminated and which are attributable to the number of days after which Lessee fails
to comply with Lessor's instructions and for any other loss suffered by Lessor as a result of Lessee's failure
to take such actions as required hereunder.
Section 2.06 No Mortgage or Security Agreement. Lessor and Lessee acknowledge that this
Agreement is not intended to create a mortgage of or a security interest in the Equipment.
ARTICLE III PURCHASE AND PREPAYMENT
Section 3.01 End of Lease Term. Lessee shall have the option to purchase all of the Equipment
under a Lease upon the expiration of the Lease Term and payment in full of all Rental Payments then due
and all other amounts then owing under the Lease, and the payment of $1.00 to Lessor.
Section 3.02 Optional Pre a ment. Lessee shall have the option to prepay its obligations under
any Lease in whole, but not in part, on any Payment Date as set forth in the applicable Payment Schedule,
but only if and to the extent the Lease Schedule provides for such prepayment. Lessee shall give written
notice to Lessor of its intention to exercise its option not less than thirty (30) days prior to the Payment Date
on which the option will be exercised and shall pay to Lessor not later than such Payment Date an amount
equal to all Rental Payments and any other amounts then due or past due under such Lease, including the
Rental Payment due on the Payment Date on which the option shall be effective, and the applicable
Purchase Price set forth in the applicable Lease Schedule (the "Purchase Price").
Section 3.03 Release of Lessor's Interest. Upon timely receipt, in collected funds, of all amounts
required for the purchase of the Equipment subject to any Lease pursuant to Section 3.01 or the prepayment
in whole of any Lease pursuant to Section 3.02, such Lease shall terminate, all of Lessor's right, title and
interest in and to the Equipment shall terminate, and Lessor shall deliver to Lessee all such documents and
instruments as Lessee may reasonably request to evidence the termination of the Lease and Lessor's
interest in the Equipment, without warranty by or recourse to Lessor.
ARTICLE IV REPRESENTATION, WARRANTIES AND COVENANTS
Section 4.01 Representations and Warranties. Lessee shall be deemed to make the following
representations and warranties to Lessor with respect to each Lease, in each case as of the date of such
Lease:
(a) Lessee is a state or political subdivision of the State within the meaning of Section 103(c)
of the Internal Revenue Code of 1986, as amended (the "Code"), duly organized and existing under the
Constitution and laws of the State, and is authorized under the Constitution and laws of the State to enter
into this Agreement, the Lease and the transactions contemplated hereby and thereby, and to perform all
of its obligations under this Agreement and the Lease.
(b) The execution and delivery of this Agreement and the Lease Schedule have been duly
authorized by all necessary action of Lessee's governing body and such action is in compliance with all
public bidding and other State and federal laws applicable to this Agreement and the acquisition and
financing of the Equipment by Lessee.
(c) This Agreement and the Lease Schedule have been duly executed and delivered by and
constitute the valid and binding obligations of Lessee, enforceable against Lessee in accordance with their
respective terms.
(d) The execution, delivery and performance of this Agreement and the Lease Schedule by
Lessee does not (i) violate any State or federal law or local law or ordinance, or any order, writ, injunction,
decree, or regulation of any court or other governmental agency or body applicable to Lessee, or (ii) conflict
with or result in the breach or violation of any term or provision of, or constitute a default under, any note,
bond, mortgage, indenture, agreement, deed of trust, lease or other obligation to which Lessee is bound.
(e) There is no action, suit, proceeding, claim, inquiry or investigation, at law or in equity,
before or by any court, regulatory agency, public board or body pending or, to the best of Lessee's
knowledge, threatened against or affecting Lessee, challenging Lessee's authority to enter into this
Agreement or the Lease Schedule or any other action wherein an unfavorable ruling or finding would
adversely affect the enforceability of this Agreement or the Lease Schedule.
(f) Lessee or Lessee's governing body has appropriated and/or taken other lawful actions
necessary to provide moneys sufficient to pay all Rental Payments during the current fiscal year, and such
moneys will be applied in payment of all Rental Payments due and payable during such current fiscal year.
(g) Lessee has an immediate need for, and expects to make immediate use of, the Equipment,
which need is not temporary or expected to diminish during the applicable Lease Term.
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Section 4.02 Tax Covenants.
(a) Lessee covenants and agrees that it will (i) complete and timely file an information reporting
return with the Internal Revenue Service ("IRS") in accordance with Section 149(e) of the Code; (ii) not
permit the Equipment to be directly or indirectly used for a private business use within the meaning of
Section 141 of the Code including, without limitation, use by private persons or entities pursuant to
contractual arrangements which do not satisfy IRS guidelines for permitted management contracts, as the
same may be amended from time to time; (iii) invest and reinvest moneys related to each Lease from time
to time in a manner that will not cause such Lease to be classified as an "arbitrage bond" within the meaning
of Section 148(x) of the Code; (iv) rebate an amount equal to excess earnings on invested Lease proceeds
to the federal government if required by, and in accordance with, Section 148(f) of the Code and make the
determinations and maintain the records required by the Code; and (v) comply with all provisions and
regulations applicable to establishing and maintaining the excludability of the interest component of the
Rental Payments under each Lease from federal gross income pursuant to Section 103 of the Code.
(b) If Lessor either (i) receives notice, in any form, from the IRS; or (ii) reasonably determines,
based on an opinion of independent tax counsel selected by Lessor and reasonably acceptable to Lessee,
that Lessor may not exclude the interest component of any Rental Payment under a Lease from gross
income for federal income tax purposes, then Lessee shall pay to Lessor, within thirty (30) days after Lessor
notifies Lessee of such determination, the amount which, with respect to Rental Payments previously paid
and taking into account all penalties, fines, interest and additions to tax (including all federal, state and local
taxes imposed on the interest component of all Rental Payments under the Lease due through the date of
such event) that are imposed on Lessor as a result of the loss of the exclusion, will restore to Lessor the
same after tax yield on the transaction evidenced by such Lease (assuming tax at the highest marginal
corporate tax rate) that it would have realized had the exclusion not been lost. Additionally, Lessee agrees
that upon the occurrence of such an event, it shall pay additional rent to Lessor on each succeeding Rental
Payment due date in such amount as will maintain such after tax yield to Lessor. Lessor's determination
of the amount necessary to maintain its after-tax yield as provided in this subsection (b) shall be conclusive
(absent manifest error).
ARTICLE V INSURANCE; CASUALTY AND CONDEMNATION
Section 5.01 Liability and Property Insurance. Lessee shall, at its own expense, procure and
maintain continuously in effect during each Lease Term: (a) public liability insurance for death or injuries to
persons, or damage to property arising out of or in any way connected to the Equipment sufficient to protect
Lessor and its assigns from liability in all events, with a coverage of not less than $1,000,000 per occurrence
unless otherwise specified in the related Lease Schedule, and (b) insurance against such hazards as
Lessor may require, including, but not limited to, all-risk casualty and property insurance, in an amount
equal to the greater of the full replacement cost of the Equipment or the applicable Purchase Price.
Section 5.02 Insurance Requirements. All insurance policies required by Section 5.01 shall be
taken out and maintained with insurance companies acceptable to Lessor and shall contain a provision that
thirty (30) days prior to any change in the coverage (including cancellation) the insurer must provide written
notice to the insured parties. No insurance shall be subject to any co-insurance clause. Each liability
insurance policy shall be endorsed to name Lessor and its assigns as an additional insured party and each
casualty and property insurance policy shall be endorsed to name Lessor and its assigns as loss payee, in
each case regardless of any breach of warranty or other act or omission of Lessee. Lessee may self -insure
against the risks described in Section 5.01 with the prior written consent of Lessor.
ARTICLE VI ADDITIONAL OBLIGATIONS
Section 6.01 Use and Maintenance of Equipment. Lessee shall, at its own expense, maintain
the Equipment in good condition and proper working order, and shall make all necessary repairs and
replacements to keep the Equipment in such condition. The Equipment will be used by Lessee only for the
purpose of performing Lessee's essential governmental functions. Lessee shall not install, use, operate or
maintain the Equipment improperly, carelessly, in violation of any manufacturers guidelines or in violation
of any applicable law or regulation or in a manner contrary to that contemplated by this Agreement. Lessee
shall obtain and maintain all permits and licenses necessary for the installation and operation of the
Equipment. Lessee shall have sole responsibility to maintain and repair the Equipment. Lessee shall keep
(or in the case of Equipment constituting motor vehicles, house) the Equipment at the address specified in
the related Lease Schedule; provided that Lessee may change the location at which any Equipment is kept
(or housed) with thirty (30) days prior written notice to Lessor specifying the address of the new location.
Lessee shall provide Lessor access at all reasonable times to examine and inspect the Equipment and
provide Lessor with such access to the Equipment as may be reasonably necessary to perform
maintenance on the Equipment in the event of failure by Lessee to perform its obligations hereunder. If
Lessor reasonably determines that Lessee is not maintaining any of the Equipment in accordance with this
Section 6.01, Lessor may (in addition to any other remedies it may have) require Lessee to enter into
maintenance contracts for such Equipment in form approved by Lessor and with approved providers.
Section 6.02 Taxes. Lessee shall pay all taxes, assessments and other charges which are
assessed or levied against the Equipment or any part thereof, during the Lease Term, whether assessed
against Lessee or Lessor. With respect to any taxes or charges that may lawfully be paid in installments
over a period of years, Lessee shall be obligated to pay only such installments as accrue during the then
current fiscal year of the Lease Term for such Equipment.
Section 6.03 Modification of Equipment. Lessee will not, without the prior written consent of
Lessor, affix or install any accessory equipment or device on any of the Equipment if such addition will
change or impair the originally intended value, function or use of the Equipment.
Section 6.04 Liens. Lessee shall not, directly or indirectly, create, incur, assume or suffer to
exist any mortgage, pledge, lien, charge, encumbrance or other claim with respect to the Equipment (each,
a "Lien"), other than the respective rights of Lessor and Lessee as herein provided. Lessee shall promptly,
at its own expense, take such actions as may be necessary duly to discharge or remove any such claim if
the same shall arise at any time.
Section 6.05 Financial Information. Lessee shall deliver to Lessor (i) its annual audited financial
statements within 210 days after the end of each fiscal year, (ii) its annual budget for each fiscal year
promptly following approval thereof, and (iii) such other financial statements and information relating to the
ability of Lessee to satisfy its obligations under this Agreement and the Lease as may be reasonably
requested by Lessor from time to time.
Section 6.06 Advances. If Lessee shall fail to perform any of its obligations under Section 6.01,
Section 6.02 or Section 6.04, or shall fail to maintain the insurance required by Article V, Lessor may (but
shall not be required to) take such action to cure such failure, including the advancement of money, and
Lessee shall be obligated to repay all such advances on demand, with interest at the Default Rate (as
defined herein), from the date of the advance to the date of repayment.
ARTICLE VII TITLE; NO WARRANTIES BY LESSOR
Section 7.01 Title. During the Lease Term, legal title to all Equipment shall be in Lessee, subject
to Lessor's interests under the applicable Lease Schedule and this Agreement. Upon an Event of Default
or an Event of Non appropriation, title shall immediately vest in Lessor, free and clear of any right, title or
interest of Lessee.
Section 7.02 Personal Property. The Equipment is and shall at all times be and remain personal
property and not fixtures.
Section 7.03 No Warranties. Lessee acquires and leases the Equipment under each Lease "As
Is." Lessee acknowledges that Lessor did not manufacture the Equipment under any Lease. Lessor does
not represent the manufacturer, supplier, owner or dealer, and Lessee selected the Equipment based upon
Lessee's own judgment. Lessor makes no warranties, express or implied, including warranties of
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merchantability or fitness for a particular purpose or otherwise or as to the Equipment's value, design,
condition, use, capacity or durability. Lessee agrees that regardless of cause, Lessor is not responsible
for, and Lessee will not make any claim against Lessor for, any damages, whether consequential, direct,
special or indirect incurred by Lessee in connection with the Equipment under any Lease. Neither the
manufacturer, supplier or dealer nor any salesperson, employee or agent of the manufacturer, supplier or
dealer is Lessor's Agent or has any authority to speak for Lessor or to bind Lessor in any way. For and
during the Lease Term under each Lease, Lessor assigns to Lessee any manufacturer's or supplier's
product warranties, express or implied, applicable to any Equipment and Lessor authorizes Lessee to obtain
the customary services furnished in connection with such warranties at Lessee's sole expense. Lessee
agrees that (a) all Equipment will have been purchased by Lessor for the benefit of the Lessee in
accordance with Lessee's specifications from suppliers selected by Lessee, (b) Lessor is not a
manufacturer or dealer of any Equipment and has no liability for the delivery or installation of any
Equipment, (c) Lessor assumes no obligation with respect to any manufacturer's or supplier's product
warranties or guaranties, (d) no manufacturer or supplier or any representative of said parties is an agent
of Lessor, (e) any warranty, representation, guaranty or agreement made by any manufacturer or supplier
or any representative of said parties shall not be binding upon Lessor, and (f) the Lessor shall cause the
supplier to identify the Lessee as an intended beneficiary of its warranty, if any.
ARTICLE VIII RISK OF LOSS; CASUALTY
Section 8.01 Risk of Loss. As between Lessee and Lessor. Lessee bears the entire risk of loss,
theft, damage or destruction of any Equipment in whole or in part for any reason whatsoever. No loss to
any Equipment shall relieve Lessee from the obligation to make any Rental Payments or to perform any
other obligation under any Lease. Proceeds of any insurance recovery will be applied to Lessee's
obligations under this Article VIII.
Section 8.02 Notice of Loss. If a casualty occurs to any Equipment, Lessee shall immediately
notify Lessor of the same and Lessee shall, unless otherwise directed by Lessor, immediately repair the
same.
Section 8.03 Application of Proceeds. If Lessor determines that any item of Equipment has
suffered a casualty loss that is beyond repair, then Lessee shall either: (a) immediately replace such
Equipment with similar equipment in good repair, condition and working order free and clear of any liens
and deliver to Lessor a purchase order, bill of sale or other evidence of sale to Lessee covering the
replacement equipment, in which event such replacement equipment shall automatically be Equipment
under the applicable Lease, or (b) on the next scheduled Payment Date, pay Lessor (i) all amounts owed
by Lessee under the applicable Lease, including the Rental Payment due on such date, plus (ii) an amount
equal to the applicable Purchase Price under the applicable Lease. If Lessee makes such payment with
respect to less than all of the Equipment under a Lease, then Lessor will provide Lessee with the pro rata
amount of the Purchase Price to be paid by Lessee with respect to the such Equipment.
Section 8.04 Claims and Expenses. Lessee shall bear the risk of loss for, shall pay directly and
shall defend against any and all claims, liabilities, proceedings, actions, expenses (including reasonable
attorney's fees), damages or losses arising under or related to any Equipment, including, but not limited to,
the possession, ownership, lease, use or operation thereof. These obligations of Lessee shall survive any
expiration or termination of any Lease. Lessee shall not bear the risk of loss of, nor pay for, any claims,
liabilities, proceedings, actions, expenses (including attorneys' fees), damages or losses which arise
directly from events occurring after any Equipment has been returned by Lessee to Lessor in accordance
with the terms of the applicable Lease or which arise directly from the gross negligence or willful misconduct
of Lessor.
ARTICLE IX ASSIGNMENT
Section 9.01 Assignment by Lessor. Lessor may assign its rights, title and interest in and to any
Lease and any Equipment, and/or may grant or assign a security interest in any Lease and the Equipment,
in whole or in part, to any party at any time and from time to time without Lessee's consent. Any such
assignee or lien holder (an "Assignee") shall have all of the rights of Lessor under the applicable Lease.
LESSEE AGREES NOT TO ASSERT AGAINST ANY ASSIGNEE ANY CLAIMS, ABATEMENTS,
SETOFFS, COUNTERCLAIMS, RECOUPMENT OR ANY OTHER SIMILAR DEFENSES WHICH LESSEE
MAY HAVE AGAINST LESSOR. Unless otherwise agreed by Lessee in writing, any such assignment
transaction shall not release Lessor from any of Lessor's obligations under the applicable Lease. An
assignment or reassignment of any of Lessor's right, title or interest in a Lease and the Equipment shall be
enforceable against Lessee only after Lessee receives a written notice of assignment that discloses the
name and address of each such Assignee. Lessee shall keep a complete and accurate record of all such
assignments in the form necessary to comply with Section 149(a) of the Code. Lessee agrees to
acknowledge in writing any such assignments if so requested.
Section 9.02 Assignment and Subleasing by Lessee. Neither this Agreement nor any Lease or
any Equipment may be assigned, subleased, sold, transferred, pledged or mortgaged by Lessee.
ARTICLE X EVENTS OF DEFAULT; REMEDIES
Section 10.01 Events of Default. The occurrence of any of the following events with respect to a
Lease shall constitute an Event of Default under a Lease:
(a) Lessee's failure to pay any Rental Payment or other amount required to be paid to Lessor
under the Lease within ten (10) days following the due date thereof, other than by reason of an Event of
Nonappropriation;
(b) Lessee's failure to maintain insurance as required herein;
(c) With the exception of the above clauses (a) or (b), Lessee's failure to perform or abide by
any condition, agreement or covenant with respect to the Lease for a period of thirty (30) days after written
notice by Lessor to Lessee specifying such failure and requesting that it be remedied, unless Lessor shall
agree in writing to an extension of time prior to its expiration;
(d) Any statement, representation or warranty made by Lessee in the Lease or in any writing
delivered by Lessee pursuant thereto or in connection therewith proves at any time to have been false,
misleading or erroneous in any material respect as of the time when made; or
(e) (i) Lessee's long term credit or bond rating is lowered by either Moody's Investors Service
or Standard & Poor's Rating Services (each a "Rating Agency") by more than three levels (including numeric
or other modifiers) from its rating as of the date of this Agreement, respectively, or (ii) Lessee's credit or
bond rating is withdrawn by any Rating Agency;
(f) Lessee shall be in default under any other Lease or under any other financing agreement
executed at any time with Lessor or its affiliates; or
(g) Lessee shall (i) apply for or consent to the appointment of a receiver, trustee, custodian or
liquidator of Lessee, or of all or a substantial part of the assets of Lessee, (ii) be unable, fail or admit in
writing its inability generally to pay its debts as they become due, (iii) make a general assignment for the
benefit of creditors, (iv) have an order for relief entered against it under applicable federal bankruptcy law,
or (v) file a voluntary petition in bankruptcy or a petition or an answer seeking reorganization or an
arrangement with creditors or taking advantage of any insolvency law or any answer admitting the material
allegations of a petition filed against Lessee in any bankruptcy, reorganization, moratorium or insolvency
proceeding; or
(h) An order, judgment or decree shall be entered by any court of competent jurisdiction,
approving a petition or appointing a receiver, trustee, custodian or liquidator for the Lessee or of all or a
substantial part of the assets of Lessee, in each case without its application, approval or consent, and such
order, judgment or decree shall continue unstayed and in effect for any period of 30 consecutive days.
Section 10.02 Remedies on Default. Upon the occurrence of any Event of Default with respect
to a Lease, Lessor shall have the right, at its option and without any further demand or notice to one or
more or all of the following remedies with respect to the Lease:
(a) Lessor, with or without terminating the Lease, may declare all Rental Payments payable
under the Lease to the end of the thea -current fiscal year of Lessee to be immediately due and payable by
Lessee, whereupon such Rental Payments shall be immediately due and payable.
(b) To the extent permitted by law, Lessor may terminate the Lease and by written notice to
Lease request Lessee to deliver the Equipment in the manner provided in Section 10.03. Lessor may
thereafter dispose of the Equipment. If Lessor terminates the Lease and disposes of any or all of the
Equipment, Lessor shall apply the proceeds of any such disposition to pay the following items in the
following order: (i) all costs and expenses (including, but not limited to, attorneys' fees) incurred in securing
possession of the Equipment; (ii) all costs and expenses incurred in completing the disposition of the
Equipment, (iii) any sales or transfer taxes incurred in the disposition of the Equipment; (iv) any Rental
Payments payable under the Lease to the end of the then -current fiscal year of Lessee; (v) the outstanding
principal component of Rental Payments under the Lease; and (vi) any other amounts then due under the
Lease. Any disposition proceeds remaining after the requirements of clauses (i), (ii), (iii), (iv), (v) and (vi)
have been met shall be paid to Lessee. No deficiency shall be allowed against Lessee, except with respect
to any unpaid Rental Payments to the end of the then -current fiscal year of Lessee and unpaid costs and
expenses incurred by Lessor in connection with the repossession and disposition of the Equipment.
(c) Lessor may exercise any other remedy available, at law or in equity, with respect to such
Event of Default. Lessee shall pay the reasonable attorneys' fees and expenses incurred by Lessor in
exercising any remedy hereunder.
Section 10.03 Return of Equipment; Release of Lessee's Interest. Upon termination of any Lease
prior to the payment of all Rental Payments or the applicable Purchase Price (whether as result of an Event
of Nonappropriation or Event of Default) thereunder, Lessee shall, within ten (10) days after such
termination, at its own expense: (a) perform any testing and repairs required to place the related Equipment
in the condition required by Section 6.01; (b) if deinstallation, disassembly or crating is required, cause such
Equipment to be deinstalled, disassembled and crated by an authorized manufacturer's representative or
such other service person as is satisfactory to Lessor; (c) return such Equipment to a location in the
continental United States specified by Lessor, freight and insurance prepaid by Lessee; and (d) comply
with any additional return conditions specified in the Lease Schedule. Lessee shall execute and deliver to
Lessor such documents as Lessor may request to evidence the passage of legal title and ownership to
Lessor and termination of Lessee's interest in the Equipment.
With respect to any provision of the Agreement requiring Lessee to return all or any portion of the
Equipment to Lessor or to transfer title to all or any portion of the equipment to Lessor, Lessee agrees to
voluntarily do so. In the event that Lessee fails or refuses to return or transfer the Equipment or title thereto
voluntarily as set forth above, Lessor acknowledges that the Agreement does not and shall not create a
right in Lessor to involuntarily dispossess Lessee of title to or possession of all or any item of the Equipment.
In lieu of such right Lessor shall be entitled to and Lessee agrees to pay to Lessor immediately, but only
from legally available funds from sources other than ad valorem taxes, the Purchase Price, plus any Rental
Payments accrued and unpaid as of the date of such payment.
Section 10.04 Late Charge. To the extent permitted by applicable law, Lessee shall pay Lessor
a charge on any Rental Payment not paid on the date such payment is due at a rate equal to the publicly
announced prime lending rate of TD Bank, N.A. at the time of the event of default, plus 6% per annum, or
the maximum amount permitted by law, whichever is less (the "Default Rate"), from such date.
Section 10.05 No Remedy Exclusive. Each of the rights and remedies under this Agreement and
each Lease is cumulative and may be enforced separately or concurrently. No course of dealing or conduct
between Lessor and Lessee shall be effective to amend, modify or change any provisions of this Agreement
or any Lease. No failure or delay by Lessor to insist upon the strict performance of any term, covenant or
agreement of the Agreement or any Lease, or to exercise any right, power or remedy consequent upon a
breach thereof, shall constitute a waiver of any such term, covenant or agreement or of any such breach,
or preclude Lessor from exercising any such right, power or remedy at any later time or times.
Section 10.06 Costs and Attorneys' Fees. Upon the occurrence of an Event of Default, Lessee
agrees to pay to Lessor or reimburse Lessor for, in addition to all other amounts payable hereunder, all of
Lessor's costs of collection, including reasonable attorneys' fees, whether or not suit or action is filed
thereon. Any such costs shall be immediately due and payable upon written notice and demand given to
Lessee, shall be secured by this Agreement until paid, and shall bear interest at the Default Rate. In the
event suit or action is instituted to enforce any of the terms of this Agreement, the prevailing party shall be
entitled to recover from the other party such sum as the court may adjudge reasonable as attorneys' fees
at trial and on appeal of such suit or action or in any bankruptcy proceeding, in addition to all other sums
provided by law.
ARTICLE X1 MISCELLANEOUS PROVISIONS
Section 11.01 Notices. All written notices to be given under this Agreement shall be given (a)
personally, (b) by mail in registered or certified form, with postage prepaid, or (c) by overnight courier,
charges prepaid, in each case to the party entitled thereto at its address specified beneath each party's
signature, or at such address as the party may provide to the other parties hereto in writing from time to
time, and to any assignee at its address as it appears on the registration books maintained by Lessee. Any
such notice shall be deemed to have been received 72 hours after deposit in the United States mail, 24
hours after deposit with a courier, or, if given by other means, when delivered.
Section 11.02 Binding Effect. This Agreement and each Lease hereunder shall be binding upon
and shall inure to the benefit of Lessor and Lessee and their respective successors and assigns.
Specifically, as used herein the term "Lessor" means, with respect to a Lease, any person or entity to whom
Lessor has assigned its right to receive Rental Payments under such Lease.
Section 11.03 Severability. In the event any provision of this Agreement or any Lease shall be
held invalid or unenforceable by any court of competent jurisdiction, such holding shall not invalidate or
render unenforceable any other provision hereof.
Section 11.04 Entire Agreement; Amendments. Each Lease constitutes the entire agreement of
the parties with respect to the subject matter thereof and supersedes all prior and contemporaneous
writings, understandings, agreements, solicitation documents and representations, express or implied.
Each Lease may be amended or modified only by written documents duly authorized, executed and
delivered by Lessor and Lessee.
Section 11.05 Captions. The captions or headings in this Agreement are for convenience only
and in no way define, limit or describe the scope or intent of any provisions, Articles, Sections or clauses
hereof.
Section 11.06 Further Assurances and Corrective Instruments. Lessor and Lessee agree that
they will, from time to time, execute, acknowledge and deliver, or cause to be executed, acknowledged and
delivered, such supplements hereto and such further instruments as may reasonably be required to perfect,
confirm, establish, reestablish, continue or complete the interests of Lessor in this Agreement and each
Lease, to consummate the transactions contemplated hereby and thereby, and to carry out the purposes
and intentions of this Agreement and each Lease.
Section 11.07 Governing Law. This Agreement shall be governed by and construed in
accordance with the laws of the State.
Section 11.08 Usury. It is the intention of the parties hereto to comply with any applicable usury
laws; accordingly, it is agreed that, notwithstanding any provisions to the contrary herein or in any Lease
10
Schedule, in no event shall this Agreement or any Lease hereunder require the payment or permit the
collection of interest or any amount in the nature of interest or fees in excess of the maximum amount
permitted by applicable law. Any such excess interest or fees shall first be applied to reduce principal, and
when no principal remains, refunded to Lessee. In determining whether the interest paid or payable
exceeds the highest lawful rate, the total amount of interest shall be spread through the applicable Lease
Term so that the interest is uniform through such term.
Section 11.09 Waiver of Jury Trial. To the extent permitted by applicable law, Lessor and Lessee
hereby waive any right to trial by jury in any action or proceeding with respect to, in connection with or
arising out of this Agreement.
Section 11.10 USA Patriot Act Compliance Notification. Lessor hereby notifies Lessee that
pursuant to the requirements of the USA PATRIOT Act (the "Patriot Act"), itis required to obtain, verify and
record information that identifies Lessee, which information includes the name and address of Lessee and
other information that will allow Lessor to identify Lessor in accordance with the Patriot Act. Lessee shall,
promptly upon Lessor's request, provide all documentation and other information that Lessor requests in
order to comply with its ongoing obligations under applicable "know your customer" and anti -money
laundering rules and regulations, including the Patriot Act.
Section 11.11 Relationship of Parties. Lessee acknowledges and agrees that (i) this Agreement
and each Lease and the transactions related thereto is an arm's-length commercial transaction between
Lessor and Lessee, (ii) in connection therewith and with the discussions, undertakings, and procedures
leading up to the consummation of this transaction, Lessor is and has been acting solely as a principal and
is not acting as the agent, advisor or fiduciary of Lessee, (iii) Lessor has not assumed an advisory or
fiduciary responsibility in favor of Lessee with respect to the transactions contemplated hereby or the
discussions, undertakings, and procedures leading thereto (regardless of whether Lessor or any affiliate
thereof has provided other services or is currently providing other services to Lessee on other matters) and
Lessor has no obligation to Lessee with respect to the transactions contemplated hereby except the
obligations expressly set forth in this Agreement and any Lease, and (iv) Lessee has consulted its own
legal, financial, and other advisors to the extent it has deemed appropriate.
[The remainder of this page is intentionally blank. Signature page follows.]
11
IN WITNESS WHEREOF, Lessor has caused this Agreement to be executed in its corporate name by
its duly authorized officer, and Lessee has caused this Agreement to be executed in its name by its duly
authorized officer.
ST. LUCIE COUNTY
Lessee
By: _
Name:
Title:
TD EQUIPMENT FINANCE, INC.
Lessor
By: _
Name:
Title:
Address: Address:
[Signature Page to Master Lease Purchase Agreement]
EXHIBIT A
LEASE SCHEDULE NO.
to Master Lease Purchase Agreement
Dated [DATE]
This Lease Schedule (this "Lease Schedule") relates to the Master Lease Purchase Agreement
dated as of [Date] (the "Agreement") between the undersigned Lessor and Lessee, together with the terms
and conditions of the Agreement incorporated herein by reference, constitutes a Lease. Unless otherwise
defined herein, capitalized terms will have the same meaning ascribed to them in the Agreement. All terms
and conditions of the Master Lease are incorporated herein by reference.
1. Equipment Description. As used in the Lease, "E ui ment" means all of the property described in
Exhibit 1 attached to this Lease Schedule and all attachments, additions, accessions, parts, repairs,
improvements, replacements and substitutions thereto.
2. Funding Amount. The Funding Amount for the Equipment is $ which amount paid
to Lessee or its designees pursuant to Lessee's written direction.
3. Rental Payments; Lease Term. The Rental Payments to be paid by Lessee to Lessor, the Lease
Date of this Lease and the Lease Term of this Lease are set forth on the Payment Schedule
attached to this Lease Schedule as Exhibit 2,
4. Purchase Price. As used herein, (i) "Purchase Price" means the greater of (i) % of the
outstanding principal balance of the Rental Payments and (ii) the outstanding principal balance of
the Rental Payments plus the Yield Maintenance Fee, and (ii) "Yield Maintenance Fee" means an
amount equal to (i) the outstanding principal amount of the Rental Payments multiplied by (ii) the
Interest Rate minus the bond equivalent yield for United States Treasury securities with a maturity
date closest to the remaining Lease Term, and multiplied by (iii) the number of days in remaining
in the Lease Term and divided by 360.
5, Essential Use; Current Intent of Lessee. Lessee represents that (a) the use of the Equipment is
essential to Lessee's proper, efficient and economic functioning or to the services that Lessee
provides to its citizens, (b) the Equipment will be used by Lessee only for the purpose of performing
its governmental or proprietary functions consistent with the permissible scope of its authority and
will not be used in a trade or business of any person or entity, and (c) the useful life of the Equipment
is not less than the stated full Lease Term of this Lease. Lessee has determined that a present
need exists for the Equipment which need is not temporary or expected to diminish in the near
future. Lessee currently intends for the full Lease Term: to use the Equipment; and to continue this
Lease.
Representations, Warranties and Covenants. Lessee hereby represents, warrants and covenants
that its representations, warranties and covenants set forth in the Agreement are true and correct
as though made on the date of execution of this Lease Schedule.
7. [Bank Qualified. Lessee certifies that it has designated this Lease as a qualified tax-exempt
obligation in accordance with Section 265(b)(3) of the Code, that it has not designated more than
$10,000,000 of its obligations as qualified tax-exempt obligations in accordance with such Section
for the current calendar year and that it reasonably anticipates that the total amount of tax-exempt
obligations to be issued by Lessee during the current calendar year will not exceed $10,000,000.]
IN WITNESS WHEREOF, Lessor has caused this Lease Schedule to be executed in its corporate
name by its duly authorized officer, and Lessee has caused this Lease Schedule to be executed in its name by
its duly authorized officer.
ST. LUCIE COUNTY
Lessee
By: _
Name:
Title:
TD EQUIPMENT FINANCE, INC.
Lessor
By: _
Name:
Title:
Address: Address:
Exhibit 1
Equipment Description
The Equipment consists of the following:
Lease Date: , 20_
Interest Rate: %
Payment Date
Total
Payment Schedule
Princi al Interest Rental Payment
*After payment of Rental Payment on corresponding Payment Date.
Exhibit 2
Outstanding Balance*
Form of
ACCEPTANCE CERTIFICATE
TD Equipment Finance, Inc.
1006 Astoria Blvd.
Cherry Hill, NJ 08003
EXHIBIT B
Re: Lease Schedule No. dated [DATE] (the "Lease Schedule") to that certain Master
Lease Purchase Agreement dated as of March _, 2018 (the "Agreement" and together
with the Lease Schedule, the "Lease") between TD Equipment Finance, Inc., as Lessor,
and St. Lucie County, as Lessee
Ladies and Gentlemen:
I, the undersigned, hereby certify that I am the duly qualified and acting officer of Lessee identified
below and, with respect to the above -referenced Lease Schedule, that:
1. The Equipment subject to the Lease Schedule and the Lease has been delivered and
installed, is in good working order and is fully operational and has been fully accepted by Lessee on or
before the date hereof.
Attached hereto are true and correct copies of the manufacturers' and dealers' invoices for
the Equipment.
3. Lessee has appropriated and/or taken other lawful actions necessary to provide moneys
sufficient to pay all Rental Payments required to be paid under the Lease during the current fiscal year of
Lessee. Such moneys will be applied in payment of all such Rental Payments due and payable during
such current fiscal year.
4. No event or condition that constitutes, or with notice or lapse of time, or both, would
constitute, an Event of Default (as defined in the Lease) exists at the date hereof.
Date:
ST. LUCIE COUNTY
Lessee
By:
Name:
Title: