HomeMy WebLinkAbout24-156 4
RESOLUTION NO. 2024-156
A RESOLUTION OF THE ST. LUCIE COUNTY BOARD OF
COUNTY COMMISSIONERS,AMENDING AND RESTATING
RESOLUTION NO. 2024-095 IN ITS ENTIRETY;
AUTHORIZING ISSUANCE OF THE ST. LUCIE COUNTY,
FLORIDA SPECIAL ASSESSMENT REVENUE BOND, SERIES
2024(NORTH HUTCHINSON ISLAND MSBU PROJECT),IN A
PRINCIPAL AMOUNT NOT TO EXCEED $2,000,000, FOR THE
PURPOSE OF FINANCING, REFINANCING AND/OR
REIMBURSING THE COST OF SEWER EXTENSION
IMPROVEMENTS TO SERVE THE REAL PROPERTY
COMPRISING THE NORTH HUTCHINSON ISLAND
MUNICIPAL SERVICES BENEFIT UNIT; PROVIDING THAT
SUCH BOND SHALL BE A LIMITED OBLIGATION OF THE
COUNTY PAYABLE SOLELY FROM CERTAIN ASSESSMENTS
AS DESCRIBED HEREIN; PROVIDING FOR THE RIGHTS,
SECURITIES AND REMEDIES FOR THE OWNER OF SUCH
BOND; MAKING CERTAIN COVENANTS AND
AGREEMENTS IN CONNECTION THEREWITH; RATIFYING
ESTABLISHMENT OF INTENT TO REIMBURSE SUCH
IMPROVEMENTS INCURRED WITH PROCEEDS OF SUCH
BOND;AND PROVIDING FOR AN EFFECTIVE DATE.
BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF ST. LUCIE
COUNTY AS FOLLOWS:
SECTION 1. AUTHORITY. This Resolution is adopted pursuant to the provisions
of the Constitution of the State of Florida, Chapter 125, Florida Statutes, the Assessment
Ordinance and other applicable provisions of law.
SECTION 2. DEFINITIONS. The following words and phrases shall have the
following meanings when used herein:
"Act" means the Constitution of the State of Florida, Chapter 125 Florida Statutes, the
Assessment Ordinance,and other applicable provisions of law.
"Assessment Ordinance" means Article IV of Chapter 40 of the County Code of
Ordinances, as may be amended from time to time, or its successor in function.
"Assessment Resolution" means, collectively, Resolution No. 2024-069 adopted by the
Board on March 22, 2024, as amended and supplemented from time to time, and as particularly
supplemented by Resolution No.2024-91 adopted by the Board on May 7,2024.
MICHELLE R.MILLER,CLERK OF THE CIRCUIT COURT
SAINT LUCIE COUNTY
FILE# 5382522 09/05/2024 11:21:41 AM
OR BOOK 5202 PAGE 2008-2029 Doc Type:RESO
RECORDING: $188.50
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"Assessment Roll"means the special assessment roll for the NHI MSBU created pursuant
to Section 40-100(c) of the Assessment Ordinance and the Assessment Resolution.
"Assessments" means special assessments (sometimes characterized as non-ad valorem
assessments) imposed by the Issuer against the real property comprising the North Hutchinson
Island MSBU to fund the costs of the Project and related expenses, computed in the manner
described in the Assessment Resolution.
"Board" means the Board of County Commissioners of St. Lucie County, Florida, the
governing body of the Issuer.
"Bond" means the St. Lucie County, Florida Special Assessment Revenue Bond, Series
2024 (North Hutchinson Island MSBU Project) of the Issuer authorized by Section 4 hereof.
"Bond Counsel" means, for purposes of the Bond, Bryant Miller Olive P.A., or another
nationally recognized bond counsel firm appointed by the Issuer.
"Business Day" means any day except any Saturday or Sunday or day on which the
Principal Office of the Original Purchaser is closed.
"Chair"means the Chair of the Issuer, or in his or her absence or inability to act, the Vice
Chair of the Issuer.
"County Administrator" means the duly appointed and acting County Administrator of
the Issuer, or any duly authorized deputy or assistant County Administrator of the Issuer.
"County Attorney" means the duly appointed and acting County Attorney of the Issuer
or any duly authorized deputy thereof.
"County Clerk" means the duly elected County Clerk or any duly authorized deputy or
assistant thereof.
"Code" means the Internal Revenue Code of 1986, as amended, and any Treasury
Regulations, whether temporary, proposed or final, promulgated thereunder or applicable
thereto.
"Debt Service Fund"shall mean the Debt Service Fund established in Section 9 hereof.
"Federal Securities" shall mean direct obligations of, or obligations the principal of and
interest on which are unconditionally guaranteed by the United States of America,which are not
redeemable prior to maturity at the option of the obligor.
"Interest Rate"shall have the meaning set forth in Section 5(a)hereof.
"Issuer"or"County"means St. Lucie County, Florida.
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"Maturity Date"means July 1,2044.
"North Hutchinson Island MSBU" means the North Hutchinson Island Municipal
Services Benefit Unit established by the Assessment Resolution.
"Original Purchaser"means SouthState Bank, N.A.,the original purchaser of the Bond.
"Original Resolution" means Resolution No. 2024-095 adopted by the Board on May 7,
2024.
"Owner" or "Holder" means the Person in whose name or names the Bond shall be
registered on the books of the Issuer kept for that purpose in accordance with provisions of this
Resolution.
"Person" means natural persons, firms, trusts, estates, associations, corporations,
partnerships and public bodies.
"Pledged Revenues"means(i)the Assessments,and(ii)any moneys on deposit in the Debt
Service Fund and the Project Fund established herein,including investment earnings on moneys on
deposit in such funds,if any.
"Principal Office"means,with respect to the Original Purchaser,the office located at 5001
Okeechobee Road, Fort Pierce, Florida 34947, or such other office as the Original Purchaser may
designate to the Issuer in writing.
"Project" means the construction of sewer extension improvements and related facilities
necessary for the provision of central wastewater collection, treatment and disposal services
financed through issuance of the Bond which will serve and specially benefit the real property
comprising the North Hutchinson Island MSBU.
"Project Costs" means that portion of the cost of the Project to be funded by the
Assessments including costs associated with planning, acquisition, design, engineering,
construction, installation, reconstruction, renewal or replacement (including demolition,
environmental mitigation and relocation) of the Project, including reimbursements to the Issuer,
if any. It is intended that this definition be broadly construed to encompass all costs, expenses
and liabilities of the Issuer which on the date of this Resolution or in the future shall be permitted
to be funded with the proceeds of the Bond.
"Project Fund" shall mean the Project Fund established in Section 9 herein.
"Property Appraiser"means the St. Lucie County Property Appraiser.
"Refunding Obligations" means any bonds, note or other debt obligations issued to
refund and/or refinance all or a portion of the principal balance of the Bond.
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"Resolution" means this Resolution pursuant to which the Bond is authorized to be
issued,including any Supplemental Resolution(s) adopted pursuant to Section 12 hereof.
"State"means the State of Florida.
"Supplemental Resolution" means any resolution amendatory or supplemental to this
Resolution adopted by the Issuer in accordance with Section 12 hereof.
"Tax Collector"means the St. Lucie County Tax Collector.
SECTION 3. FINDINGS.
(A) The Issuer previously adopted the Original Resolution authorizing the issuance of
the Bond in the principal amount of not to exceed $2,750,000 for the purpose of financing,
refinancing and/or reimbursing the cost of sewer extension improvements to serve the real
property comprising the North Hutchinson Island MSBU.
(B) Section 18 of the Original Resolution provided for and directed the institution of
bond validation proceedings pursuant to Chapter 75, Florida Statutes. On July 30, 2024, the
Circuit Court of the Nineteenth Judicial Circuit of the State of Florida,in and for St.Lucie County,
Florida,entered a Final Judgment validating the Bond.
(C) The Original Resolution further provided for the adoption of a Supplemental
Resolution determining the Original Purchaser of the Bond and certain other terms and
provisions thereof,including but not limited to interest rate,payment dates and maturity dates.
(D) Instead of fixing such details pursuant to Supplemental Resolution, the Issuer
desires to amend and restate in its entirety the Original Resolution hereby.
(E) The Original Resolution authorized a principal amount for the Bond of not to
exceed$2,750,000. In light of voluntary Assessment prepayments made to date by the owners of
certain property located in the North Hutchinson Island MSBU, the not to exceed amount of the
Bond is reduced hereunder to$2,000,000.
(F) The Project will serve a paramount public purpose which achieves important
objectives of the Issuer such as the provision of professionally operated and maintained central
utility services and facilities to its citizens, thereby promoting the public health, safety and
welfare.
(G) The Issuer finds, determines and declares that it is necessary for the continued
preservation of the health, welfare, convenience and safety of the Issuer, its inhabitants and the
owners of real property located in the North Hutchinson Island MSBU,and in the public interest
to provide for the financing, refinancing and/or reimbursing of the Project Costs through the
issuance of the Bond. Issuance of the Bond to finance, refinance or reimburse such Project Costs
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satisfies a paramount public purpose.
(H) Debt service on the Bond will be secured and payable solely by and from the
Pledged Revenues. That portion of the Project not financed through issuance of the Bond shall
be funded by legally available revenues of the Issuer other than proceeds of the Bond or the
Assessments.
(I) The issuance of the Bond to provide for the financing of the Project and the pledge
of the Assessments to repayment of the Bond are authorized by the Act and by Section 40-103(e)
of the Assessment Ordinance.
(J) Following a competitive solicitation process, the Issuer has received a proposal
from the Original Purchaser to purchase the Bond,and the Issuer desires to accept such proposal.
(K) In consideration of the purchase and acceptance of the Bond authorized to be
issued hereunder by those who shall be the Owner thereof from time to time,this Resolution shall
constitute a contract between the Issuer and the Owner.
SECTION 4. AUTHORIZATION OF THE PROJECT AND THE BOND.
(A) There is hereby authorized the design,permitting, acquisition and construction of
the Project.
(B) Subject and pursuant to the provisions of this Resolution, an obligation of the
Issuer to be known as St. Lucie County, Florida Special Assessment Revenue Bond, Series 2024
(North Hutchinson Island MSBU Project)is hereby authorized to be issued under and secured by
this Resolution, in the principal amount of not to exceed$2,000,000, with a final maturity date of
the Maturity Date which is not later than twenty (20) years from its issuance, for the purpose of
financing, refinancing and/or reimbursing the Project Costs, including the costs of issuing the
Bond.
(C) Because of the characteristics of the Bond, prevailing market conditions, and
additional savings to be realized from an expeditious sale of the Bond, it is in the best interest of
the Issuer to accept the proposal of the Original Purchaser to purchase the Bond at a private
negotiated sale.Prior to the issuance of the Bond,the Issuer shall receive a Purchaser's Certificate
from the Original Purchaser,in the form attached hereto as Exhibit B and a Disclosure Letter from
the Original Purchaser containing the information required by Section 218.385, Florida Statutes,
in the form attached hereto as Exhibit C.
SECTION 5. DESCRIPTION OF BOND. The Bond shall be dated the date of its
execution and delivery subject to the following terms:
(A) Interest Rate. The Bond shall have a fixed interest rate equal to 4.46%per annum,
subject to adjustment as provided in the Bond(the"Interest Rate");provided,however,that such
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Interest Rate shall in no event exceed the maximum interest rate permitted by the Act. Interest
shall be calculated on a 30/360 day count basis.
(B) Adjustments of Interest Rate. The Interest Rate shall be subject to adjustment as
provided in the Bond.
(C) Principal and Interest Payment Dates. Interest on the Bond shall be paid
semi-annually, on each January 1st and July 1st,commencing on January 1, 2025, and thereafter
through and including the Maturity Date. Principal on the Bond shall amortize on July 1 of the
years and in the amounts to be set forth in Bond, commencing on July 1, 2025, and thereafter
through and including the Maturity Date.
(D) Prepayment. The Bond shall be subject to prepayment prior to maturity at the
option of the Issuer as provided in the Bond.
(E) Form of Bond. The Bond is to be in substantially the form set forth in Exhibit A
attached hereto,together with such non-material changes as shall be approved by the Chair,such
approval to be conclusively evidenced by the execution thereof by the Chair. The Bond shall be
executed on behalf of the Issuer with the manual or facsimile signature of the Chair and the
official seal of the Issuer, and be attested and countersigned with the manual or facsimile
signature of the County Clerk,to be approved as to form by the County Attorney.In case any one
or more of the officers who shall have signed or sealed the Bond or whose facsimile signature
shall appear thereon shall cease to be such officer of the Issuer before the Bond so signed and
sealed has been actually sold and delivered, such Bond may nevertheless be sold and delivered
as herein provided and may be issued as if the person who signed or sealed such Bond had not
ceased to hold such office.
(F) Paying Agent and Registrar. The Issuer hereby appoints the County Clerk to serve
as paying agent and registrar on the Bond.
SECTION 6. REGISTRATION AND EXCHANGE OF THE BOND; PERSONS
TREATED AS OWNER. The Bond is to be initially registered to the Original Purchaser. So long
as the Bond shall remain unpaid, the Issuer will keep books for the registration and transfer of
the Bond. The Bond shall be transferable only upon such registration books and only in
accordance with the limitations contained in the Bond. Notwithstanding anything herein to the
contrary, the Bond may not be transferred in a denomination less than $100,000 under any
circumstances.
The Person in whose name the Bond shall be registered shall be deemed and regarded as
the absolute owner thereof for all purposes, and payment of principal and interest on the Bond
shall be made only to or upon the written order of the Owner. All such payments shall be valid
and effectual to satisfy and discharge the liability upon such Bond to the extent of the sum or
sums so paid.
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SECTION 7. PAYMENT OF PRINCIPAL AND INTEREST; LIMITED
OBLIGATION. The Issuer promises that it will promptly pay the principal of and interest on
the Bond at the place,on the dates and in the manner provided therein according to the true intent
and meaning hereof and thereof. The Bond shall not be or constitute a general obligation or
indebtedness of the Issuer as a "bond" within the meaning of Article VII, Section 12 of the
Constitution of Florida, but shall be secured and payable solely by and from the Pledged
Revenues in accordance with the terms hereof. No Holder of the Bond issued hereunder shall
ever have the right to compel the exercise of any ad valorem taxing power or the use of ad
valorem tax revenues to pay such Bond, or be entitled to payment of such Bond from any funds
of the Issuer except from the Pledged Revenues as described herein.
SECTION 8. PLEDGED REVENUES;REFUNDING OBLIGATIONS.
(A) The Issuer hereby pledges the Pledged Revenues to the payment of amounts due
on the Bond.
(B) For so long as the Bond shall remain outstanding,the Issuer shall take such actions
and adopt such resolutions as may be required by the Assessment Ordinance, the Assessment
Resolution and/or the Act as necessary to provide for collection of the annual installments of the
Assessments each year pursuant to the uniform tax bill collection method in accordance with
Section 197.3632, Florida Statutes (unless an alternative collection method is agreed upon in
writing by the Owner).
(C) The Issuer shall ensure that the annual installments of the Assessments included
in the Assessment Roll certified to the Tax Collector each year, after payment of any collection
costs and administration costs associated therewith (whether imposed by the Tax Collector,
Property Appraiser or otherwise), together with amounts on deposit in the Debt Service Fund,
shall be at least in amounts sufficient to pay the principal of and interest on the Bond as it comes
due each year.
(D) For so long as the Bond shall be unpaid, except with the written consent of the
Owner of the Bond,the Issuer will not issue any other obligations or incur any other indebtedness
payable from the Pledged Revenues, except for Refunding Obligations which may be payable
from the Pledged Revenues on a parity basis if the combined annual debt service in each bond
year for the Bond and the Refunding Obligations is less than the annual debt service which would
have been paid on the Bond had the Refunding Obligations not been issued.
SECTION 9. DEBT SERVICE FUND;PROJECT FUND.
(A) Debt Service Fund. There is hereby created an account to be known as the "St.
Lucie County, Florida Special Assessment Revenue Bond, Series 2024(North Hutchinson Island
MSBU Project)Debt Service Fund"(the"Debt Service Fund").The Debt Service Fund shall be held
by a depository in the State which is eligible under the laws of the State to receive public funds.
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(1) Upon receipt, the Issuer shall deposit all proceeds of the Assessments (including
Assessment prepayments), after payment of any collection costs and administration costs
associated therewith(whether imposed by the Tax Collector, Property Appraiser, or otherwise),
into the Debt Service Fund.
(2) Moneys on deposit in the Debt Service Fund shall be used solely to pay the principal
of and interest on the Bond as it becomes due.
(B) Project Fund. There is hereby created an account to be known as the "St. Lucie
County,Florida Special Assessment Revenue Bond,Series 2024(North Hutchinson Island MSBU
Project) Project Fund" (the"Project Fund"). The Project Fund shall be held by a depository in the
State which is eligible under the laws of the State to receive public funds.
(1) Moneys on deposit in the Project Fund shall be used solely to finance, refinance
and/or reimburse Project Costs,including the costs of issuing the Bond.
(2) When the acquisition of the Project has been completed and all Project Costs and
costs of issuance have been paid in full, all funds remaining in the Project Fund shall be
transferred to the Debt Service Fund and used to pay debt service on the Bond.
(C) All moneys deposited in the funds and accounts established hereunder shall be
and constitute trust funds created for the purposes herein stated, and there is hereby created a
lien upon such funds in favor of the Holders of the Bond until the moneys therein shall have been
applied in accordance with this Resolution.
SECTION 10. APPLICATION OF PROCEEDS OF BOND. At the time of delivery
of the Bond herein authorized, all the proceeds from the sale of the Bond shall be applied as
follows:
(A) The Issuer shall pay all of the costs and expenses in connection with issuance of
the Bond.
(B) The remaining proceeds of the Bond shall be deposited into the Project Fund.
SECTION 11. TAX COVENANT. The Issuer covenants to the Holder of the Bond
provided for in this Resolution that the Issuer will not make any use of the proceeds of the Bond
at any time during the term of the Bond which,if such use had been reasonably expected on the
date the Bond was issued, would have caused such Bond to be "n "arbitrage b"nd" within the
meaning of the Code. The Issuer will comply with the requirements of the Code and any valid
and applicable rules and regulations promulgated thereunder necessary to ensure the exclusion
of interest on the Bond from the gross income of the Holders thereof for purposes of federal
income taxation.
SECTION 12. AMENDMENT. Prior to the issuance of the Bond, this Resolution can
be modified or amended at any time without limitation pursuant to Supplemental Resolution.
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Thereafter,this Resolution,or any Supplemental Resolution relating hereto,shall not be modified
or amended in any respect pursuant to Supplemental Resolution except with the written consent
of the Owner of the Bond.
SECTION 13. LIMITATION OF RIGHTS. With the exception of any rights herein
expressly conferred,nothing expressed or mentioned in or to be implied from this Resolution or
the Bond are intended or shall be construed to give to any Person other than the Issuer and the
Owner any legal or equitable right, remedy or claim under or with respect to this Resolution or
any covenants, conditions and provisions herein contained; this Resolution and all of the
covenants, conditions and provisions hereof being intended to be and being for the sole and
exclusive benefit of the Issuer and the Owner.
SECTION 14. BOND MUTILATED,DESTROYED,STOLEN OR LOST. In case the
Bond shall become mutilated, or be destroyed, stolen or lost, the Issuer shall issue and deliver a
new Bond of like tenor as the Bond so mutilated, destroyed, stolen or lost, in exchange and in
substitution for such mutilated Bond, or in lieu of and in substitution for the Bond destroyed,
stolen or lost and upon the Owner furnishing the Issuer proof of ownership thereof and
indemnity reasonably satisfactory to the Issuer and complying with such other reasonable
regulations and conditions as the Issuer may prescribe and paying such expenses as the Issuer
may incur.The Bond so surrendered shall be canceled.
SECTION 15. IMPAIRMENT OF CONTRACT. The Issuer covenants with the
Owner of the Bond that it will not, without the written consent of the Owner of the Bond, enact
any ordinance or adopt any resolution which repeals, impairs or amends in any manner
materially adverse to the Owner the rights granted to the Owner of the Bond hereunder.
SECTION 16. DEFEASANCE. If,at any time,the Issuer shall have paid,or shall have
made provision for payment of, the principal, interest and prepayment premium, if any and if
applicable,with respect to the Bond herein authorized,then,and in that event,the lien on Pledged
Revenues described herein in favor of the Owner of the Bond shall be no longer in effect. For
purposes of the preceding sentence, deposit of sufficient cash and/or Federal Securities or bank
certificates of deposit fully secured as to principal and interest by Federal Securities (or deposit
of any other securities or investments which may be authorized by law from time to time and
sufficient under such law to effect such a defeasance) in irrevocable trust with a banking
institution or trust company, for the sole benefit of the Owner of the Bond in an aggregate
principal amount which,together with interest to accrue thereon,will be sufficient in the opinion
of an independent certified public accountant to make timely payment of the principal of and a
prepayment premium, if any, and interest on the Bond in accordance with their terms, and any
other expenses occasioned by escrow arrangements. Nothing herein shall be deemed to require
the Issuer to prepay the Bond prior to maturity pursuant to any applicable optional prepayment
provisions, or to impair the discretion of the Issuer in determining whether to exercise any such
option for early redemption.
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SECTION 17. EVENTS OF DEFAULT; REMEDIES OF OWNER. The following
shall constitute"Events of Default":
(A) if the Issuer fails to make any payment of principal of or interest on the Bond as
the same becomes due and payable;
(B) if the Issuer defaults in the performance or observance of any covenant or
agreement contained in this Resolution or the Bond(other than as set forth in(a)above) and fails
to cure the same within thirty(30) days;or
(C) filing of a petition by or against the Issuer relating to bankruptcy, reorganization,
arrangement or readjustment of debt of the Issuer or for any other relief relating to the Issuer
under the United States Bankruptcy Code, as amended, or any other insolvency act or law now
or hereafter existing, or the involuntary appointment of a receiver or trustee for the Issuer, and
the continuance of any such event for 90 days undismissed or undischarged.
(D) Upon and during the continuance of an Event of Default, this Bond shall bear
interest at the "Default Rate". For purposes of this Bond, the term "Default Rate" shall mean the
lesser of(i) the Interest Rate plus six percent (6%) per annum, or (ii) the maximum interest rate
permitted by applicable law.
(E) Upon the occurrence and during the continuation of any Event of Default, the
Owner of the Bond may,in addition to any other remedies set forth in this Resolution or the Bond,
either at law or in equity, by suit, action, mandamus or other proceeding in any court of
competent jurisdiction, protect and enforce any and all rights under the laws of the State of
Florida,or granted or contained in this Resolution,and may enforce and compel the performance
of all duties required by this Resolution, or by any applicable statutes to be performed by the
Issuer or by any officer thereof.
SECTION 18. BUDGET AND FINANCIAL INFORMATION; ASSESSMENT
ROLL.
(A) The Issuer shall provide the Owner with a copy of the Issuer's audited financial
statements within 270 days of the close of the Issuer's fiscal year. The Issuer shall also provide
the Owner with a copy of the Issuer's annual budget within 60 days of the adoption by the Issuer
and such other financial information regarding the Issuer as the Owner may reasonably request.
(B) The Issuer shall provide the Owner with a copy of the annual Assessment Roll on
or before November 15 each year. The copy of such annual Assessment Roll provided to the
Owner shall note or highlight any parcel for which payment of the prior year's Assessment is
delinquent.
SECTION 19. INTENT TO REIMBURSE. The Board hereby ratifies the expression
of its intention in Resolution No. 22-211 adopted on November 15, 2022, that the Issuer be
reimbursed from the proceeds of the Bond for costs relating to the Project. Pending
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reimbursement, the Issuer expects to use funds on deposit in the general fund or other
appropriate fund or account to pay such costs. Such Resolution was intended to constitute with
respect to the construction of the Project a "declaration of official intent" within the meaning of
Section 1.150-2 of the Income Tax Regulations.
SECTION 20. SEVERABILITY. If any provision of this Resolution shall be held or
deemed to be or shall, in fact, be illegal, inoperative or unenforceable in any context, the same
shall not affect any other provision herein or render any other provision(or such provision in any
other context)invalid,inoperative or unenforceable to any extent whatever.
SECTION 21. BUSINESS DAYS. In any case where the due date of interest on or
principal of a Bond is not a Business Day,then payment of such principal or interest need not be
made on such date but may be made on the next succeeding Business Day, provided that credit
for payments made shall not be given until the payment is actually received by the Owner.
SECTION 22. APPLICABLE PROVISIONS OF LAW. This Resolution shall be
governed by and construed in accordance with the laws of the State.
SECTION 23. RULES OF INTERPRETATION. Unless expressly indicated
otherwise,references to sections or articles are to be construed as references to sections or articles
of this instrument as originally executed. Use of the words "herein," "hereby," "hereunder,"
"hereof,""hereinbefore,""hereinafter"and other equivalent words refer to this Resolution and not
solely to the particular portion in which any such word is used.
SECTION 24. CAPTIONS. The captions and headings in this Resolution are for
convenience only and in no way define, limit or describe the scope or intent of any provisions or
sections of this Resolution.
SECTION 25. BOARD MEMBERS EXEMPT FROM PERSONAL LIABILITY. No
recourse under or upon any obligation, covenant or agreement of this Resolution or the Bond or
for any claim based thereon or otherwise in respect thereof, shall be had against any Board
members, officials or employees of the Issuer, past, present or future, either directly or through
the Issuer, it being expressly understood(a) that no personal liability whatsoever shall attach to,
or is or shall be incurred by,the Board members,officials or employees of the Issuer,under or by
reason of the obligations, covenants or agreements contained in this Resolution or implied
therefrom, and (b) that any and all such personal liability, either at common law or in equity or
by constitution or statute, of, and any and all such rights and claims against, every such Board
member, as such, are waived and released as a condition of, and as a consideration for, the
adoption of this Resolution and the issuance of the Bond, on the part of the Issuer.
SECTION 26. AUTHORIZATIONS. The Chair and any member of the Board, the
County Administrator, the County Attorney, the County Clerk and such other officials and
employees of the Issuer as may be designated by the Issuer are each designated as agents of the
Issuer in connection with the issuance and delivery of the Bond and are authorized and
empowered, collectively or individually, to take all actions and steps and to execute all
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instruments, documents, and contracts on behalf of the Issuer that are necessary or desirable in
connection with the validation, execution and delivery of the Bond, and which are specifically
authorized or are not inconsistent with the terms and provisions of this Resolution,including but
not limited to determining the principal amount of the Bond provided such principal amount
shall not exceed$2,000,000.The County Administrator is hereby authorized to accept and execute
the Original Purchaser's proposal.
SECTION 27. FEES AND EXPENSES. The Issuer agrees to pay the fees and expenses
of the Original Purchaser on the date of issuance of the Bond in the amount of$6,000.
SECTION 28. REPEALER. The Original Resolution previously adopted by the Board
of the Issuer is hereby amended and restated in its entirety by this Resolution. All other
resolutions or parts thereof in conflict herewith are hereby repealed to the extent of such conflict.
SECTION 29. NO THIRD PARTY BENEFICIARIES. Except such other persons as
may be expressly described in this Resolution or in the Bond,nothing in this Resolution or in the
Bond, expressed or implied, is intended or shall be construed to confer upon any person, other
than the Issuer and the Owner,any right,remedy or claim,legal or equitable,under and by reason
of this Resolution,or any provision thereof, or of the Bond, all provisions thereof being intended
to be and being for the sole and exclusive benefit of the Issuer and the person who shall from time
to time be the Owner.
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SECTION 30. EFFECTIVE DATE. This Resolution shall take effect immediately
upon its adoption.
AFTER MOTION AND SECOND, the vote on this Resolution was as follows:
Chair Cathy Townsend AYE
Vice Chair Chris Dzadovsky AYE
Commissioner Larry Leet AYE
Commissioner Linda Bartz AYE
Commissioner Jamie Fowler AYE
PASSED AND DULY ADOPTED this 3rd day of September, 2024.
GOMMISS/
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— It, BOARD OF COUNTY COMMISSIONERS
0 4 w ST. LUCIE COUNTY, FLORIDA
ATTEST: v Est
c'eCOUN�h
Lificauj
Deputy Clerk Chair
APPRO ED AS TO FORM AND
CORREC NE S:
County Attorney
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EXHIBIT A
FORM OF BOND
ANY HOLDER SHALL, PRIOR TO BECOMING A HOLDER, EXECUTE A
PURCHASER'S CERTIFICATE IN THE FORM ATTACHED TO THE RESOLUTION (HEREIN
DEFINED) CERTIFYING, AMONG OTHER THINGS, THAT SUCH HOLDER IS AN
"ACCREDITED INVESTOR" AS SUCH TERM IS DEFINED IN THE SECURITIES ACT OF 1933,
AS AMENDED, AND REGULATION D THEREUNDER.
September__,2024 $
ST. LUCIE COUNTY, FLORIDA
SPECIAL ASSESSMENT REVENUE BOND,SERIES 2024
(NORTH HUTCHINSON ISLAND MSBU PROJECT)
KNOW ALL MEN BY THESE PRESENTS that St. Lucie County, Florida (the "Issuer"), a
political subdivision of the State of Florida created and existing pursuant to the Constitution and
the laws of the State of Florida, for value received, promises to pay from the sources hereinafter
provided, to the order of SouthState Bank, N.A. or registered assigns (hereinafter, the "Owner"),
the principal sum of $ , together with interest on the principal balance outstanding at
the rate per annum of 4.46%(as the same may be adjusted as described herein)based upon a year
of 360 days consisting of twelve 30-day months.
Principal of and interest on this Bond are payable in lawful money of the United States of
America by check or wire transfer at such place as the Owner may designate to the Issuer in
writing.
Interest on the Bond shall be paid semi-annually, on each January 1 and July 1,
commencing on January 1, 2025. Principal on the Bond shall amortize on July 1 of the years and
in the amounts set for below.
Year Principal Amount
2025 $
2026
2027
2028
2029
2030
2031
2032
2033
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2034
2035
2036
2037
2038
2039
2040
2041
2042
2043
2044
As described above, the final installment of the entire unpaid principal balance, together
with all accrued and unpaid interest hereon,is due and payable on July 1,2044.
If any date for the payment of principal and interest hereon shall fall on a day which is
not a Business Day(as defined in the Resolution(hereinafter defined)) the payment due on such
date shall be due on the next succeeding day which is a Business Day, but the Issuer shall not
receive credit for the payment until it is actually received by the Owner.
All payments by the Issuer pursuant to this Bond shall apply first to accrued interest,then
to other charges due the Owner, and the balance thereof shall apply to principal.
In the event of a Determination of Taxability,then the Issuer shall pay to the Owner within
30 days after the Taxable Date,the amount which,with respect to interest on this Bond previously
paid and taking into account all penalties, fines, interest and additions to tax (including all
federal, state and local taxes imposed on the interest on this Bond due and through the Taxable
Date) that are imposed on the interest on this Bond or the Owner as a result of the loss of the
exclusion,will restore the Owner the same after-tax yield on this Bond that it would have realized
had the exclusion not been lost, and the Owner shall have the right to adjust the Interest Rate in
order to maintain the same after-tax yield as if such determination had not occurred. This
adjustment shall survive payment of this Bond until such time as the federal statute of limitations
shall have expired under which the interest on this Bond could be declared taxable. As used
herein, "Determination of Taxability"shall mean either of the following(solely due to any action,
inaction or omission of the Issuer and not due to a subsequent change in law): (a) the receipt by
the Issuer or Owner of an original or a copy of an Internal Revenue Service Technical Advice
Memorandum or Statutory Notice of Deficiency or other written correspondence from the
Internal Revenue Service to the effect that the interest on this Bond is includable in the gross
income of the Owner thereof; or (b) the issuance of any public or private ruling of the Internal
Revenue Service that the interest on this Bond is includable in the gross income of the Owner
thereof. The term "Taxable Date" shall mean the date the interest is deemed includable in the
gross income of the Owner.
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In the case of(a) and (b) above,upon the Determination of Taxability and timely written
notice thereof,the Issuer shall have an opportunity to participate in and seek, at its own expense,
a final administrative determination or determination by a court of competent jurisdiction(from
which no further right of appeal exists) as to the existence of such event of taxability; provided
that the Issuer,at its own expense, delivers to the Owner an opinion of an attorney at law or firm
of attorneys of nationally recognized standing in matters pertaining to the federal tax exemption
of interest on obligations issued by states and political subdivisions, acceptable to the Owner, to
the effect that such appeal or action for judicial or administrative review is not without merit and
there is a reasonable possibility that the judgment, order, ruling or decision from which such
appeal or action for judicial or administrative review is taken will be reversed, vacated or
otherwise set aside.
The Issuer may prepay this Bond in whole or in part, at any time, without premium or
prepayment penalty or premium, from (i) the proceeds of Refunding Obligations, (ii)
Assessments prepaid pursuant to the Assessment Resolution, or (iii) any other legally available
source.
THIS BOND DOES NOT CONSTITUTE A GENERAL INDEBTEDNESS OF THE ISSUER
WITHIN THE MEANING OF ANY CONSTITUTIONAL, STATUTORY OR CHARTER
PROVISION OR LIMITATION, AND IT IS EXPRESSLY AGREED BY THE HOLDER OF THIS
BOND THAT SUCH BONDHOLDER SHALL NEVER HAVE THE RIGHT TO REQUIRE OR
COMPEL THE EXERCISE OF THE AD VALOREM TAXING POWER OR USE OF AD
VALOREM TAXES OF THE ISSUER OR TAXATION OF ANY REAL OR PERSONAL
PROPERTY THEREIN FOR THE PAYMENT OF THE PRINCIPAL OF AND INTEREST ON THIS
BOND OR THE MAKING OF ANY OTHER PAYMENTS PROVIDED FOR IN THE
RESOLUTION.
This Bond is issued pursuant to the Constitution of the State of Florida, Chapter 125,
Florida Statutes,the Assessment Ordinance and a Resolution adopted by the Board of the Issuer
on September 3, 2024, as amended and supplemented from time to time (the "Resolution"), and
is subject to all the terms and conditions of the Resolution. All terms, conditions and provisions
of the Resolution including without limitation remedies upon the occurrence of an Event of
Default are by this reference thereto incorporated herein as a part of this Bond. Payment of this
Bond is secured solely by the Assessments and moneys on deposit in certain funds and accounts
established by the Resolution. Terms used herein in capitalized form and not otherwise defined
herein shall have the meanings ascribed thereto in the Resolution.
Upon and during the continuance of an Event of Default, this Bond shall bear interest at
the"Default Rate". For purposes of this Bond, the term"Default Rate"shall mean the lesser of(i)
the Interest Rate plus six percent(6%)per annum,or(ii)the maximum interest rate permitted by
applicable law.
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This Bond may be exchanged or transferred by the Owner hereof but only upon the
registration books maintained by the County Clerk and in the manner provided in the Resolution.
It is hereby certified, recited and declared that all acts, conditions and prerequisites
required to exist,happen and be performed precedent to and in the execution, delivery and the
issuance of this Bond do exist, have happened and have been performed in due time, form and
manner as required by law,and that the issuance of this Bond is in full compliance with and does
not exceed or violate any constitutional or statutory limitation.
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IN WITNESS WHEREOF, St. Lucie County, Florida has caused this Bond to be executed
in its name by the manual signature of its Chair, attested and countersigned by the manual
signature of its Clerk and approved as to form by the manual signature of the County Attorney,
and its seal to be impressed hereon, all as of this day of September, 2024.
BOARD OF COUNTY COMMISSIONERS
ST. LUCIE COUNTY, FLORIDA
ATTEST:
Deputy Clerk Chair
APPROVED AS TO FORM:
[SEAL]
County Attorney
CERTIFICATE OF VALIDATION
This Bond was validated by judgment of the Circuit Court of the Nineteenth Judicial
Circuit Court of the State of Florida, in and for St. Lucie County, Florida rendered on July 30,
2024.
BOARD OF
COUNTY COMMISSIONERS
ST. LUCIE COUNTY, FLORIDA
By:
Chair
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EXHIBIT B
FORM OF PURCHASER'S CERTIFICATE
This is to certify that SouthState Bank, N.A. (the "Purchaser") has not required St. Lucie
County, Florida (the "Issuer") to deliver any offering document and has conducted its own
investigation, to the extent it deems satisfactory or sufficient, into matters relating to business
affairs or conditions (either financial or otherwise) of the Issuer in connection with the issuance
of the $ St. Lucie County, Florida Special Assessment Revenue Bond, Series 2024
(North Hutchinson Island MSBU Project) dated September , 2024 (the "Bond") and no
inference should be drawn that the Purchaser,in the acceptance of said Bond,is relying on Bryant
Miller Olive P.A., Bond Counsel or Daniel S. McIntyre, County Attorney, as to any such matters
other than the legal opinions rendered by Bond Counsel and by the County Attorney. Any
capitalized undefined terms used herein not otherwise defined shall have the meaning set forth
in a Resolution adopted by the Board of County Commissioners of the Issuer on September 3,
2024, as amended and supplemented from time to time(the"Resolution").
We are aware that investment in the Bond involves various risks, that the Bond is not a
general obligation of the Issuer or payable from ad valorem tax revenues, and that the payment
of the Bond is secured solely from the sources described in the Resolution (the "Pledged
Revenues").
We have made such independent investigation of the Pledged Revenues as we, in the
exercise of sound business judgment, consider to be appropriate under the circumstances. In
making our investment decision,we have relied upon the accuracy of information which has been
provided to us by the Issuer.
We have knowledge and experience in financial and business matters and are capable of
evaluating the merits and risks of our investment in the Bond and can bear the economic risk of
our investment in the Bond.
We acknowledge and understand that the Resolution is not being qualified under the
Trust Indenture Act of 1939, as amended (the "1939 Act"), and is not being registered in reliance
upon the exemption from registration under Section 3(a)(2) of the Securities Act of 1933, Section
517.051(1),Florida Statutes,and/or Section 517.061(7),Florida Statutes,and that neither the Issuer,
Bond Counsel nor the County Attorney shall have any obligation to effect any such registration
or qualification.
We are not acting as a broker or other intermediary, and are purchasing the Bond as an
investment for our own account and not with a present view to a resale or other distribution to
the public. We understand that the Bond may not be transferred in a denomination less than
$100,000 in any circumstances.
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We are a"national bank"under the laws of the United States of America.
We are a bank,trust company,savings institution,insurance company,dealer,investment
company, pension or profit-sharing trust, or qualified institutional buyer as contemplated by
Section 517.061(7), Florida Statutes. We are not purchasing the Bond for the direct or indirect
promotion of any scheme or enterprise with the intent of violating or evading any provision of
Chapter 517, Florida Statutes.
We understand that no filings will be made with respect to the Bond with EMMA, the
Municipal Securities Rulemaking Boards continuing disclosure site.
We understand that there will be no CUSIP numbers obtained on the Bond and that there
will be no credit rating obtained on the Bond.
DATED this of September, 2024.
SOUTHSTATE BANK, N.A.
By:
Name: Jarrod Trefelner
Its: Senior Vice President
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EXHIBIT C
FORM OF DISCLOSURE LETTER
Following a competitive selection process, the undersigned, as purchaser, proposes to
negotiate with St. Lucie County, Florida (the "Issuer") for the private purchase of its
$ St. Lucie County, Florida,Special Assessment Revenue Bond, Series 2024
(North Hutchinson Island MSBU Project) dated , 20_ (the "Bond"). Prior to the
award of the Bond, the following information is hereby furnished to the Issuer:
1. Set forth is an itemized list of the nature and estimated amounts of expenses to be
incurred for services rendered to us(the"Bank")in connection with the issuance of the Bond(such
fees and expenses to be paid by the Issuer):
Legal Fees:
Akerman LLP
$6,000
2. (a) No other fee, bonus or other compensation is estimated to be paid by the
Bank in connection with the issuance of the Bond to any person not regularly employed or
retained by the Bank(including any"finder"as defined in Section 218.386(1)(a),Florida Statutes),
except as specifically enumerated as expenses to be incurred by the Bank,as set forth in paragraph
(1) above.
(b) No person has entered into an understanding with the Bank, or to the
knowledge of the Bank, with the Issuer, for any paid or promised compensation or valuable
consideration, directly or indirectly, expressly or implied, to act solely as an intermediary
between the Issuer and the Bank or to exercise or attempt to exercise any influence to effect any
transaction in the purchase of the Bond.
3. The amount of the underwriting spread expected to be realized by the Bank is$0.
4. The management fee to be charged by the Bank is$0.
5. Truth-in-Bonding Statement:
This Bond is being issued primarily to finance, refinance and/or reimburse the cost of
potable water and fire protection improvements to serve the real property comprising the North
Hutchinson Island Municipal Services Benefit Unit.
The Bond is expected to be repaid on July 1,2044.At a fixed rate of 4.46%per annum,total
interest paid over the life of the Bond is estimated to be$
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r
The Bond will be payable solely from Pledged Revenues as described in a Resolution of
the Issuer adopted on September 3, 2024, as amended and supplemented from time to time (the
"Resolution"). See the Resolution for a definition of Pledged Revenues. Issuance of the Bond is
estimated to result in a maximum of approximately $ of revenues of the Issuer not
being available to finance the services of the Issuer any year during the life of the Bond.
6. The name and address of the Bank is as follows:
SouthState Bank, N.A.
5001 Okeechobee Road
Fort Pierce,FL 34947
IN WITNESS WHEREOF, the undersigned has executed this Disclosure Statement on
behalf of the Bank this day of September,2024.
SOUTHSTATE BANK, N.A.
By:
Name: Jarrod Trefelner
Its: Senior Vice President
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