HomeMy WebLinkAboutMinutes 08-16-2010
GREEN CDFI: SOLAR & ENERGY LOAN SUB-COMMITTEE MEETING
Minutes of Meeting
August 16, 2010
Convened: 1:00 P.M. Adjourned: 3:20 P.M.
The meeting of the Green CDFI: Solar & Energy Loan Sub-Committee Meeting was held
on Monday, August 16, 2010 in Conference Room 3 of the St. Lucie County
Administration Building Annex, 2300 Virginia Avenue, Fort Pierce, Florida.
Members in Attendance:
Commissioner Chris Dzadovsky, Chairman
Aileen Pruitt, Florida Marketing Manager, PNC Community Development
Laura Hetherington, IBM SE FCU (via teleconference)
John Wakefield, Eco2Asset Solutions (via teleconference)
Commissioners, Staff and Guests that were present:
Lee Ann Lowery, St. Lucie County Assistant County Administrator
Dan McIntyre, St. Lucie County Attorney
Terri Ann Palumbo, Exec. Aide to Comm. Dzadovsky
Roberta Breene, St. Lucie County Grants
Glenn Henderson, St. Lucie County Grants
Dan Kurek, Pres. Financial Services
John Daly, Innovative Energy
Roy Swenson, Solar Energy Solutions and NCI
Marty Lavin
Amber Franklin, Solar Energy System
John Drndak, Climatic Solar
ITEM 1 ~ CALL TO ORDER:
The meeting was called to order by Commissioner Dzadovsky.
ITEM 2 ~ SELF-INTRODUCTIONS:
Commissioner Dzadovsky and those in attendance gave self-introductions. It was noted
that Laura Hetherington and John Wakefield were joining the meeting via
teleconference, and that Aileen Pruitt would be joining in later.
He introduced Dan Kurek who said his first task was to work on policies and procedures
and that he would be working with the board of directors to move the project forward.
ITEM 3 ~ DISCUSSION OF POLICY
Commissioner Dzadovsky asked for a motion to approve the minutes. The motion was
seconded and approved. Commissioner Dzadovsky then turned the meeting over to Dan
Kurek for his presentation on the policy.
Dan Kurek said he wanted to go over the talking points on the policy. He went through
certain items that are required by the laws of the state of Florida and must be in the
policy. There are other things in the law that must be recognized by the policy.
A discussion took place regarding the language talking about 3-year time frame
regarding delinquencies. There was also discussion about making sure that all work is
done by certified contractors. He suggested that those guidelines be refined by one of
the committees (marketing, education, etc.) of the board of directors. Commissioner
Dzadovsky said he recollected that on Friday’s meeting it was decided that there would
be a list of certified contractors.
Laura Hetherington brought up the issue of whether or not to regulate people doing
their own work and installations. Dan Kurek said that they shouldn’t address that, and
should stay with certified contractors instead. John Wakefield discussed auditors and
contractors, and retrofitting a basic package that follows guidelines provided by the
White House.
Roberta Breene reminded that the point of the grant is to increase energy efficiency and
conservation. Even if someone has an energy audit and does work him/herself on the
home that increases efficiency, that wouldn’t necessarily be covered by the grant – but
the committee does need to encourage people to even do the small things so that
hopefully they will end up doing the bigger things (such as solar unit installations that
would be covered by the grant funds).
Commissioner Coward joined the meeting and updated all about his communication with
Mr. Abney. He sees dealing with energy efficiency and conservation as prerequisites for
people looking to make use of the loan program.
Dan Kurek continued with going through the language of the policy. He explained that
people have to notify whoever is servicing their loan of the amount of the loan and get
written verification to tell the fund that they have notified their mortgagor when they
sign up for a loan.
Aileen Pruitt joined the meeting via teleconference.
Dan Kurek continued with a discussion of Department of Energy “Best Practices”
guidelines, saying none of them are required, but are recommended.
Lee Ann Lowery asked if audits were required by the grant. Roberta Breene said that the
grant does not require an audit, but strongly suggests that one be done. She suggested
writing it in the policy that an audit be undertaken or at least that the energy audit be
accessible. Commissioner Coward suggested that Dr. Arnold from IRSC was supposed to
chair a sub-committee on this issue.
Dan Kurek continued with his presentation and started discussing premium packages
and solar PV. Commissioner Dzadovsky added that anything that’s in the policy must be
adhered to in case of future audits.
Commissioner Coward said a minimum standard for energy efficiency should be in place.
Glenn Henderson said that the loan must result in net energy savings. Commissioner
Coward said that doesn’t mandate efficiency, however, and the question is whether it
should be encouraged or required. The conversation on this subject continued, and it
was decided that the loan fund board would have to make a policy decision.
Lee Ann Lowery suggested that the policy should state the standard but allow
exceptions when justified. Commissioner Dzadovsky said it should be made an action
item for Dr. Arnold and his group.
Dan Kurek continued with his presentation regarding loan terms and the maximum and
minimum loan amounts, as well as rebates and tax credits. Aileen Pruitt said that the
rebate coming back to the CDFI would be in the loan document. Dan Kurek said if they
get a rebate, they can pay that part down, and then have the loan re-amortized.
Commissioner Coward said that it throws off the business plan on a house-by-house
basis if you essentially put the cash from the rebate back to the homeowner instead of
back to the loan to reduce the net amount – it throws off the economics. Dan Kurek said
he thinks the third party lender is also a good possibility. Commissioner Coward asked if
he could use any of the DOE grant for one-year loans just until someone gets a rebate.
Glenn Henderson said it wasn’t part of the grant per se, but they had considered using
some of the funds as kind of a bridge. Lee Ann Lowery asked how they could assure
that the rebate would come back to the loan fund. Dan McIntyre suggested they could
come up with an assignment of rebate document to be signed at closing. Commissioner
Coward said that then if they didn’t go through with that, the assessment would be
added to the property and they would pay it accordingly.
Aileen Pruitt said she thought they should come up with a simple policy that’s easy to
follow regardless of what the rebate program is, because they don’t yet know what the
rebates are, and what the terms will be, and that having second assessments would
scare people off. Commissioner Dzadovsky said it also reduces the amount of work.
Laura Hetherington suggested a before-rebate SIR and an after-rebate SIR.
Discussions continued regarding rebates and the handling of them. Aileen Pruitt said it
came down to who’s going to fund the rebate money – is it the contractor, the owner,
or is it the fund? Commissioner Coward said he’d like to find out what the options are.
After more discussion, it was found that the Sonoma program creates a net loan – and
that the contractor is responsible for getting the rebate. Aileen Pruitt said that that
makes the cost to the contractor go up. Commissioner Coward asked why they’d want to
go with a loss fund rather than a property assessment. Dan Kurek said putting it on the
assessment would be the first thing you’d do – the last thing would be to go to the loss
fund. It was decided that Sonoma would be contacted on this issue.
Dan Kurek continued with going over the language of the policy. John Wakefield
questioned #9 regarding title search and encumbrance. Dan Kurek said it would be
something called a “pencil title” search. Teresa Idizer said that would actually cover #9
and #10. The fee should be about $50.
Dan Kurek brought up language saying the loan fund should be cautious of people
whose houses are “under water” – and that they’d earlier discussed having debt-to-
income ratio be 55%. Teresa Idizer said they would have a 125% loan to market value,
and that would insure someone’s not under water.
Dan Kurek said that if a house went into foreclosure, the loan fund wouldn’t be first in
line to be paid. He gave a scenario of a house having a $225,000 mortgage but only
being worth $130,000. If it went into foreclosure, the taxes would be paid first, the bank
would then sell the property, and whoever buys it would be encumbered with the loan.
John Wakefield said that only what’s past due would be paid. Lee Ann Lowery said at
that point it would be put into a loss fund.
Teresa Idizer said that within the language there is still control.
Dan Kurek gave a scenario where someone files bankruptcy, gets discharged, and three
years later they have as many credit cards maxed out as they had before the
bankruptcy – that’s the kind of situation where you question whether to give them any
kind of credit whatsoever. Lee Ann Lowery said that additional requirements may apply
if someone’s been in bankruptcy in the last three years. The other bankers agreed with
Laura Hetherington’s idea of asking for an explanation of the cause of the bankruptcy
when that is an issue for a potential borrower.
The interest rate component was then discussed. Teresa Idizer said Seacoast’s policy is
that rates themselves are set based on sub-committee involvement, and not the board
that approves the policy, so as to not exceed usury limits as required by law. Aileen said
the fund would have to have the ability to make changes in rates due to the changes in
the economy, and said that the volatile market can require changing the rates. She said
she thought the full board should be deciding the rates.
Commissioner Coward said he felt the board of directors should set the broad
parameters and the committees should work within those. He said he felt they should
set the ceiling of zero to six percent and have the committee work within them.
Commissioner Dzadovsky said that 7% today may seem high but at some other time it
could seem an attractive rate. He said the floor may be 2%, and then the board could
set the ceiling that couldn’t be exceeded without board approval. It isn’t a by-law issue,
but really more a policy issue.
It was agreed to set a floor and a ceiling with the ability to change policy and rates with
the board as economics dictate. 2% was decided upon as a floor with 6% as a ceiling.
Dan Kurek said the other policies don’t talk about property insurance. Our policy does
have it in there – he wanted to know whether we should include title insurance in our
policy. Commissioner Dzadovsky said he thought it should be based on the loan amount.
Dan Kurek continued the discussion regarding property improvements and using
certified contractors, particularly for larger loans/larger installations. Lee Ann Lowery
said that the Sonoma program allows people to do their own work, even if they’re not
licensed contractors. John Daly said that some rebates require that work be done by
licensed contractors.
Lee Ann Lowery said that the grant fund allows us to have our own inspector on staff,
and all work must be inspected.
Commissioner Dzadovsky said that houses would be audited 12 months before (a 12-
month history of power bills) and 18 months after so that results could be proven in
terms of the money being loaned out having an effect – this is required by the DOE.
Application fees were discussed next. Dan Kurek said the amount of the fees could
change periodically and asked whether the policy should just say that the application fee
could be set at the board of directors’ discretion. Commissioner Dzadovsky said it was
incumbent upon the fund to educate the public so that scams can be avoided. It was
agreed that a fee should be assessed to even entertain an application.
Dan Kurek discussed energy surveys and audits and residential requirements, and said
that he thinks some of the things that apply to residential apply to businesses as well.
Commissioner Dzadovsky said there had been a great deal of discussion at the board of
directors meeting about the business and rental components of the program. There was
concern that the program is too onerous and difficult for businesses to participate. Dan
Kurek said the reality is that we are trying to do the loans based on net of rebate but for
businesses it needs to be net of tax credit. A discussion regarding the policy for
businesses ensued.
It was decided that changes to the policy would be finalized into a draft document and
th
presented at the next Sub-Committee meeting on Thursday, August 26 at 1.30 PM
Laura Hetherington suggested that it be put in the applicant eligibility field that all
parties should be able to pass the OFAC (Office of Foreign Assets Control) screening, as
required by the government. Teresa Idizer suggested policy itself should be broader to
say the funding complies with all local, state and federal laws as well as the Patriot Act
and OFAC language.
Dan Kurek also said there needs to be language to comply with consumer privacy laws.
Laura Hetherington suggested loosening the requirements in the homeowners section
regarding property eligibility, and considering just saying that “all judgments must be
paid”. Dan Kurek said that the requirements are found in best practices.
Laura Hetherington then said there are no debt to income requirements for businesses
and rentals – therefore could they consider making it easier for homeowners as well?
Commissioner Dzadovsky said his understanding was that the business and rental
documents should emulate the residential policy. He said the board of directors was very
clear that the policy needs to be as simple as possible. Aileen Pruitt said that we need to
be sure we don’t put people in a more difficult position than they already are.
Commissioner Dzadovsky said that the application process needs to be aware of
extenuating circumstances and loosening certain requirements when reasonable. Teresa
Idizer said from a business perspective it is prudent to look at debt to income ratios and
how well people are handling their finances. Dan Kurek said that in the final analysis we
will be asking banks to put money into the program, so they all need to be comfortable
with the policy and the terms.
It was decided that the final Sub-Committee meeting will be held on Tuesday, August
st
31 1:30 PM. Laura Hetherington said she would be out of town that entire week but
would be looking at and commenting on materials prior to the meeting.
There being no further business, the meeting was adjourned.
Respectfully submitted by: Terri Ann Palumbo, Executive Aide to Commissioner Chris
Dzadovsky